GP
Gustavo R. Pega
FENIX SECURITIES
Ciudad de Buenos Aires, 1107
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CRD#: 6222714
GP
Professional summary
Gustavo Ricardo Pega is a registered financial professional currently at FENIX SECURITIES, LLC .
Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2013. Gustavo has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gustavo Ricardo Pega's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2013 - Present
FENIX SECURITIES, LLC
Office #1: Juana Manso 555 5 Floor D, Ciudad De Buenos Aires 1107BD
CRD#: 159481
Ciudad de Buenos Aires,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
FS
FENIX SECURITIES, LLC
FENIX SECURITIES, LLC
CRD#: 159481 / SEC#: , 8-68988
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
One World Trade Center 85th Floor, New York, NY, 10007
Mailing Address
One World Trade Center 85th Floor, New York, NY, 10007
Phone number
(212) 220-7444
Established
Delaware since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
