Debora J. Peterson

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CRD#: 6222583

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Debora J Peterson, who also goes by Debora Jo Differt, was a registered financial professional .

Debora is a previously registered financial professional and started their career in finance in 2014. Debora had worked at 1 firm and has passed the Series 27 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Debora Jo Differt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2014 - January 19, 2016

H. C. DENISON CO.

CRD#: 1628

SHEBOYGAN, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

H. C. DENISON CO.

CRD#: 1628 / SEC#: 801-131334, 8-44

RIA

Registered Investment Advisory firm - SEC (10/23/2024 Approved)

Wisconsin

Registered Investment Advisory firm - SEC (11/27/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 27

Date: 12/15/2014

Financial and Operations Principal Examination

Current Firm

H. C. DENISON CO.

CRD#: 1628 / SEC#: 801-131334, 8-44

RIA

Registered Investment Advisory firm - SEC (10/23/2024 Approved)

Wisconsin

Registered Investment Advisory firm - SEC (11/27/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

618 North 7th Street, Sheboygan, WI 53081

Mailing Address

P.o. Box 28, Sheboygan, WI 53082-0028

Phone number

(920) 457-9451

Established

Wisconsin since 08/30/1949

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Part 2 Brochures

ADV PART 2A- H. C. DENISON CO. (3/14/2025)

ADV PART 2B- KUEHL (3/14/2025)

ADV PART 2B- HEINEN (3/14/2025)

ADV PART 2B- TESTWUIDE, MARLO (3/14/2025)

ADV PART 2B- TESTWUIDE, JAMES ANTHONY (3/14/2025)

Direct owners and executive officers

Name	Position	CRD#
TESTWUIDE, JAMES ANTHONY	CEO, PRES, & TREASURER & SHAREHOLDER	1248919
KUEHL, ROBERT JOSEPH	VICE-PRESIDENT	2221683
TESTWUIDE, MARLO JEAN	CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF OPERATIONS	6403174

Regulatory assets under management

Total Number of Accounts	541
AUM (Assets Under Management)	$ 177,342,193

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Debora J. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

H. C. DENISON CO.

Primary Firm SEC Registration

H. C. DENISON CO.

State Registrations and Notice Filings

Exams

Series 27

Date: 12/15/2014

Current Firm

H. C. DENISON CO.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (35 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

H. C. DENISON CO.

TRUST BUT VERIFY

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