David Bailey Ii
STRATEGIC ADVISERS LLC | Investment Consultant
CHICAGO, IL
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CRD#: 6222379
Professional summary
David Bailey Ii, who also goes by David Allen Bailey II, David Allen Bailey, David Bailey Ii, David Bailey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chicago, Illinois and FIDELITY BROKERAGE SERVICES LLC located in Highland Park, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
I empower clients by leveraging the wealth of resources at Fidelity to partner with them to form a plan that will address the financial topics that are most important to them. This begins with a discovery process to determine priorities in their plan followed by an outline of steps that should be considered to work toward them. As an Investment Consultant with 9 years of financial services' experience, I will provide education to help you each step of the way.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Allen Bailey Ii | David Allen Bailey | David Bailey Ii | David Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Bailey Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Illinois at Urbana-Champaign
Bachelor of Finance - Finance
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1 Skokie Valley Road, Highland Park, IL 60035RIA
CRD#: 104555
CHICAGO, IL
Current
May 6, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1 Skokie Valley Road, Highland Park, IL 60035BD
CRD#: 7784
Highland Park, IL
Past
May 11, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
HIGHLAND PARK, IL
Past
June 12, 2018 - April 27, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CHICAGO, IL
Past
June 12, 2018 - April 27, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CHICAGO, IL
Past
May 24, 2017 - March 8, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
February 7, 2017 - March 8, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
ARLINGTON HEIGHTS, IL
Past
April 15, 2014 - November 17, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SCHAUMBURG, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2025)
RR
Alaska(4/18/2025)
RR
Arizona(2/12/2021)
RR
Arkansas(4/18/2025)
RR
California(2/12/2021)
RR
Colorado(2/12/2021)
RR
Connecticut(2/12/2021)
RR
Delaware(4/18/2025)
RR
District of Columbia(4/18/2025)
RR
Florida(2/12/2021)
RR
Georgia(2/12/2021)
RR
Hawaii(4/18/2025)
RR
Idaho(4/18/2025)
RR
Illinois(5/6/2020)
IAR
Illinois(3/31/2025)
RR
Indiana(2/12/2021)
RR
Iowa(1/31/2022)
RR
Kansas(4/18/2025)
RR
Kentucky(4/18/2025)
RR
Louisiana(4/18/2025)
RR
Maine(4/18/2025)
RR
Maryland(2/12/2021)
RR
Massachusetts(2/12/2021)
RR
Michigan(2/12/2021)
RR
Minnesota(2/12/2021)
RR
Mississippi(4/18/2025)
RR
Missouri(2/12/2021)
RR
Montana(4/18/2025)
RR
Nebraska(4/18/2025)
RR
Nevada(4/18/2025)
RR
New Hampshire(4/18/2025)
RR
New Jersey(2/12/2021)
RR
New Mexico(4/18/2025)
RR
New York(2/12/2021)
RR
North Carolina(2/12/2021)
RR
North Dakota(4/18/2025)
RR
Ohio(2/15/2021)
RR
Oklahoma(4/18/2025)
RR
Oregon(4/18/2025)
RR
Pennsylvania(2/12/2021)
RR
Puerto Rico(4/18/2025)
RR
Rhode Island(8/4/2022)
RR
South Carolina(12/5/2023)
RR
South Dakota(4/18/2025)
RR
Tennessee(4/18/2025)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Utah(4/18/2025)
RR
Vermont(4/18/2025)
RR
Virgin Islands(4/18/2025)
RR
Virginia(2/12/2021)
RR
Washington(2/12/2021)
RR
West Virginia(4/18/2025)
RR
Wisconsin(2/12/2021)
RR
Wyoming(4/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
