Robert A. Peloso

3RD LEVEL ANALYTICS

Chadds Ford, PA

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CRD#: 6222188

Professional summary

Robert Alexander Peloso is a registered financial advisor currently at 3RD LEVEL ANALYTICS located in Chadds Ford, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*94845 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ROBERT A. PELOSO INVESTMENT RELATED: N ADDRESS OF BUSINESS: GARNET VALLEY, PENNSYLVANIA 19060 NATURE OF BUSINESS: OTHER, HOURLY TUTORING AS NEEDED POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MATH TUTORING FOR HIGH SCHOOL STUDENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alexander Peloso's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2024 - Present

3RD LEVEL ANALYTICS

RIA

CRD#: 329948

Chadds Ford, PA

Past

April 4, 2016 - January 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WILMINGTON, DE

Past

March 28, 2016 - January 5, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WILMINGTON, DE

Past

December 6, 2013 - November 25, 2014

WADDELL & REED

RIA

CRD#: 866

WYOMISSING, PA

Past

September 5, 2013 - November 25, 2014

WADDELL & REED

CRD#: 866

WYOMISSING, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(4/22/2024)

IAR

Pennsylvania
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2013

General Securities Representative Examination

Current Firm

3RD LEVEL ANALYTICS

3RD LEVEL ANALYTICS | 3RD LEVEL ANALYTICS, LLC

CRD#: 329948 / SEC#:

Delaware

Registered Investment Advisory firm - (3/21/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/30/2024 Approved)

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Contact information

Main Address

Chadds Ford, PA

Mailing Address

Phone number

(610) 247-3226

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 4,022,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Peloso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alexander Peloso's CRS (Customer Relationship Summary).

Certified licenses

Experience

3RD LEVEL ANALYTICS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2013

Current Firm

3RD LEVEL ANALYTICS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

3RD LEVEL ANALYTICS

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