Courtney L. Joyner

ALIGN IMPACT

Dallas, TX

Some features on this profile are disabled

CRD#: 6222067

Professional summary

Courtney Lavin Joyner, CFP®, who also goes by Courtney Joyner Gage, is a registered financial advisor currently at ALIGN IMPACT, LLC located in Dallas, Texas.

Courtney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Courtney has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Courtney Joyner Gage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Lavin Joyner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

March 26, 2025 - Present

ALIGN IMPACT, LLC

RIA

CRD#: 176516

Dallas, TX

Past

December 5, 2013 - August 25, 2015

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALIGN IMPACT, LLC

ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA

Registered Investment Advisory firm - (5/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/26/2025)

IAR

Colorado
(3/26/2025)

IAR

Texas
(3/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/18/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/5/2013

General Securities Representative Examination

Current Firm

ALIGN IMPACT, LLC

ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA

Registered Investment Advisory firm - (5/1/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 Bannock St 3rd Floor, Denver, CO 80204

Mailing Address

Phone number

(805) 243-8055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-ALIGN IMPACT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 782,266,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Courtney L. Joyner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Courtney Lavin Joyner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALIGN IMPACT, LLC

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

ALIGN IMPACT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2014

SIE

Date: 8/25/2015

Series 7

Date: 12/5/2013

Current Firm

ALIGN IMPACT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALIGN IMPACT, LLC

TRUST BUT VERIFY

Similar Advisors