Lujie Zhang

Some features on this profile are disabled

CRD#: 6222047

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lujie Zhang was a registered financial professional .

Lujie is a previously registered financial professional and started their career in finance in 2013. Lujie had worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business name: LFOX LLC Not investment related The nature of the business is ecommerce. Title is managing member. The start date is 10/11/23. Will not devote time to the business during securities trading hours. Duties for the business include product development, marketing and sales. Expected hours are approximately 30 per month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2018 - October 29, 2025

GSI CAPITAL ADVISORS LLC

RIA

CRD#: 135143

Maimi, FL

Past

June 1, 2018 - December 23, 2019

GREEN STREET TRADING, LLC

CRD#: 28937

NEWPORT BEACH, CA

Past

May 15, 2017 - June 6, 2018

GRV SECURITIES LLC

CRD#: 138348

CHICAGO, IL

Past

August 29, 2013 - September 8, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

August 9, 2013 - September 8, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GSI CAPITAL ADVISORS LLC

GREEN STREET INVESTORS, LLC | GSI CAPITAL ADVISORS LLC

CRD#: 135143 / SEC#: 801-66702

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

California

Registered Investment Advisory firm - (6/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 12/29/2018

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2013

General Securities Representative Examination

Current Firm

GSI CAPITAL ADVISORS LLC

GREEN STREET INVESTORS, LLC | GSI CAPITAL ADVISORS LLC

CRD#: 135143 / SEC#: 801-66702

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

California

Registered Investment Advisory firm - (6/6/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

23 Corporate Plaza Suite 150, Newport Beach, CA 92660

Mailing Address

Phone number

(833) 734-8474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 192,399,431

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lujie Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GREEN STREET TRADING, LLC

GRV SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GSI CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2013

Series 79TO

Date: 12/29/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2013

Current Firm

GSI CAPITAL ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GSI CAPITAL ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors