SG
Stefan Genzor
WBB SECURITIES
Cranford, NJ 07016
Some features on this profile are disabled
CRD#: 6221853
SG
Professional summary
Stefan Genzor is a registered financial professional currently at WBB SECURITIES, LLC located in Cranford, New Jersey.
Stefan is registered as a RR (Registered Representative) and started their career in finance in 2023. Stefan has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stefan Genzor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2023 - Present
WBB SECURITIES, LLC
Office #1: 20 Commerce Dr Ste 135, Cranford, NJ 07016RIA
BD
CRD#: 118440
Cranford, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 7/7/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WBB SECURITIES, LLC
WBB SECURITIES, LLC | WESTFIELD BAKERINK BROZAK, LLC
CRD#: 118440 / SEC#: , 8-53660
Arkansas
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)California
Registered Investment Advisory firm - SEC (6/17/2004 Approved)Connecticut
Registered Investment Advisory firm - SEC (12/13/2022 Terminated)Florida
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)Missouri
Registered Investment Advisory firm - SEC (1/5/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (7/13/2006 Approved)New York
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)Oregon
Registered Investment Advisory firm - SEC (10/16/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)Texas
Registered Investment Advisory firm - SEC (11/30/2022 Terminated)Utah
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
20 Commerce Dr Suite 135, Cranford, NJ 07016
Mailing Address
3111 Camino Del Rio N #400, San Diego, CA 92108
Phone number
(858) 592-9901
Established
New Jersey since 07/01/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
3
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROZAK, DEJEAN & ASSOCIATES, LLC | OWNER | |
| BROZAK, STEPHEN GILBERTPAUL III | PRESIDENT, CEO, MANAGING MEMBER | 1539206 |
| MILLER, MATTHEW | TRADING PRINCIPAL, MUNICIPAL SECS PRINCIPAL, OPTIONS PRINCIPAL | 2229977 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 2210435 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
