Danielle E. Yawn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danielle E Yawn, who also goes by Danielle Elizabeth Glover, Danielle E Miles, Danielle E. Miles, was a registered financial professional .
Danielle is a previously registered financial professional and started their career in finance in 2013. Danielle had worked at 3 firms and has passed the Series 65, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2015 - February 24, 2017
DESTINY WEALTH PARTNERS, LLC
March 28, 2014 - February 24, 2017
RUGGIE WEALTH MANAGEMENT
August 1, 2013 - October 4, 2016
PURSHE KAPLAN STERLING INVESTMENTS
Primary Firm SEC Registration
DESTINY WEALTH PARTNERS, LLC
CRD#: 171346 / SEC#: 801-79789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DESTINY WEALTH PARTNERS, LLC
CRD#: 171346 / SEC#: 801-79789
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,030 |
| AUM (Assets Under Management) | $ 1,125,679,810 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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