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Pascal Dib Karam

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CRD#: 6221748

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Pascal Dib Karam, who also goes by Pascal Dib, was a registered financial professional .

Pascal is a previously registered financial professional and started their career in finance in 2018. Pascal had worked at 11 firms and has passed the Series 7TO, SIE, Series 99 and Series 27 exams.

Aliases

Pascal Dib

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 23, 2021 - July 16, 2026

BTIG, LLC

BD

CRD#: 122225

New York, NY

Past

May 16, 2018 - September 29, 2020

CASTLEOAK SECURITIES, LP

BD

CRD#: 125334

NEW YORK, NY

Past

May 12, 2018 - August 17, 2021

FMX EXECUTION, LLC

BD

CRD#: 154075

NEW YORK, NY

Past

May 10, 2018 - May 27, 2020

CFWP SECURITIES, LLC

BD

CRD#: 170228

NEW YORK, NY

Past

May 10, 2018 - July 1, 2021

SUNRISE BROKERS LLC

BD

CRD#: 151012

NEW YORK, NY

Past

May 10, 2018 - August 17, 2021

MINT BROKERS

BD

CRD#: 13681

NEW YORK, NY

Past

May 10, 2018 - August 17, 2021

GFI SECURITIES LLC

BD

CRD#: 19982

NEW YORK, NY

Past

May 10, 2018 - August 17, 2021

CF SECURED, LLC

BD

CRD#: 285841

NEW YORK, NY

Past

May 10, 2018 - August 17, 2021

BGC FINANCIAL, L.P.

BD

CRD#: 19801

NEW YORK, NY

Past

May 10, 2018 - August 17, 2021

AQUA SECURITIES L.P.

BD

CRD#: 47681

NEW YORK, NY

Past

January 5, 2018 - August 17, 2021

CANTOR FITZGERALD & CO.

BD

CRD#: 134

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

RR

Series 7TO

Date: 3/18/2023

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 99

Date: 1/5/2018

Operations Professional Examination

Principal/Supervisory Exam

RR

Series 27

Date: 9/23/2019

Financial and Operations Principal Examination

Current Firm

BL

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: , 8-65473

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event	11
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BTIG, LLC

CRD#: 122225

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