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Christy A. Hayes
ARTESA FINANCIAL GROUP
Conroe, TX 77304
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CRD#: 6221370
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Professional summary
Christy Ann Hayes, who also goes by Christy Ann Cannon, is a registered financial advisor currently at ARTESA FINANCIAL GROUP located in Conroe, Texas.
Christy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Christy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christy Ann Cannon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Asset Guardian, LLC; Investment Related; 01/20/2013; 10 hours/month; 1 hour/month during market hours; Conroe, Texas, United States; Insurance Agent, Employee Administration; Duly licensed insurance agency.
CRS (Client Relationship Summary) - RIA
Click below to view Christy Ann Hayes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2015 - Present
ARTESA FINANCIAL GROUP
Office #1: Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304RIA
CRD#: 153741
Conroe, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ARTESA FINANCIAL GROUP
ARTESA FINANCIAL GROUP | ARTESA FINANCIAL GROUP, LLC | ARTESA FINANCIAL GROUP LLC
CRD#: 153741 / SEC#: 801-122111
RIA
Registered Investment Advisory firm - (8/18/2021 Approved)California
Registered Investment Advisory firm - (3/25/2021 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2021 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/31/2015)
Current Firm
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ARTESA FINANCIAL GROUP
ARTESA FINANCIAL GROUP | ARTESA FINANCIAL GROUP, LLC | ARTESA FINANCIAL GROUP LLC
CRD#: 153741 / SEC#: 801-122111
RIA
Registered Investment Advisory firm - (8/18/2021 Approved)California
Registered Investment Advisory firm - (3/25/2021 Terminated)Louisiana
Registered Investment Advisory firm - (9/7/2021 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Commonwealth Centre 2040 N. Loop 336 W. , Ste. 227, Conroe, TX 77304
Mailing Address
Phone number
(936) 760-2215
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 110,491,722 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARTESA FINANCIAL GROUP
CRD#: 153741Conroe, TX 77304TRUST BUT VERIFY
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