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DT

David W. Toellen

TOELLEN CAPITAL MANAGEMENT
ELBURN, IL
Some features on this profile are disabled
CRD#: 6221301
DT

Professional summary

David William Toellen, who also goes by Davd Toellen, is a registered financial advisor currently at TOELLEN CAPITAL MANAGEMENT, LLC located in Elburn, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Davd Toellen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Toellen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

TOELLEN CAPITAL MANAGEMENT, LLC

RIA
CRD#: 338793
ELBURN, IL
Past

August 19, 2014 - April 17, 2024

FIRST TRUST ADVISORS LP

RIA
CRD#: 107027
WHEATON, IL
Past

April 22, 2014 - April 17, 2024

FIRST TRUST PORTFOLIOS L.P.

BD
CRD#: 28519
WHEATON, IL
Past

November 25, 2013 - March 6, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/31/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/18/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/2013
General Securities Representative Examination

Current Firm

TC
TOELLEN CAPITAL MANAGEMENT, LLC
TOELLEN CAPITAL MANAGEMENT, LLC

CRD#: 338793 / SEC#:

Illinois
Registered Investment Advisory firm - (3/31/2026 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Elburn, IL
Mailing Address
Phone number
(630) 306-1066
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOELLEN CAPITAL MANAGEMENT, LLC

CRD#: 338793Elburn, IL

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