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Debra Joann Pellati

Debra J. Pellati

TPG FINANCIAL ADVISORS
PORTLAND, OR 97223
Some features on this profile are disabled
CRD#: 6221093
Debra Joann Pellati

Professional summary

Debra Joann Pellati, CFP®, who also goes by Debra Joann Philp, Debra Joann Westerback, is a registered financial advisor currently at TPG FINANCIAL ADVISORS, LLC located in Portland, Oregon.

Debra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Debra has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Debra Joann Philp | Debra Joann Westerback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Debra Joann Pellati's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

September 9, 2024 - Present

TPG FINANCIAL ADVISORS, LLC

Office #1: 11850 Sw 67th Avenue Suite 100, Portland, OR 97223
RIA
CRD#: 141153
PORTLAND, OR
Past

September 10, 2019 - June 24, 2020

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
VANCOUVER, WA
Past

August 21, 2019 - June 24, 2020

KMS FINANCIAL SERVICES, INC.

RIA
CRD#: 3866
VANCOUVER, WA
Past

July 25, 2013 - May 2, 2014

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TPG FINANCIAL ADVISORS, LLC
IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA
Registered Investment Advisory firm - (12/20/2012 Approved)
California
Registered Investment Advisory firm - (1/19/2013 Terminated)
Oregon
Registered Investment Advisory firm - (12/20/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/20/2012 Terminated)
Washington
Registered Investment Advisory firm - (2/28/2013 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(9/9/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/5/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/10/2019
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/24/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/25/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TF
TPG FINANCIAL ADVISORS, LLC
IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA
Registered Investment Advisory firm - (12/20/2012 Approved)
California
Registered Investment Advisory firm - (1/19/2013 Terminated)
Oregon
Registered Investment Advisory firm - (12/20/2012 Terminated)
Texas
Registered Investment Advisory firm - (12/20/2012 Terminated)
Washington
Registered Investment Advisory firm - (2/28/2013 Terminated)
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Contact information

Main Address
11850 Sw 67th Avenue Suite 100, Portland, OR 97223
Mailing Address
Phone number
(503) 241-9550
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (RETIREMENT PLANS) (3/25/2025)
FORM ADV PART 2A (INDIVIDUALS) (3/25/2025)

Regulatory assets under management

Total Number of Accounts1,587
AUM (Assets Under Management)$ 1,964,622,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TPG FINANCIAL ADVISORS, LLC

CRD#: 141153Portland, OR 97223

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