Mark R. Strey

NEPTUNE WEALTH

Pewaukee, WI

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CRD#: 6221051

Professional summary

Mark Ronald Strey, CFP® is a registered financial advisor currently at NEPTUNE WEALTH located in Pewaukee, Wisconsin.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Mark has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ronald Strey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 7, 2025 - Present

NEPTUNE WEALTH

RIA

CRD#: 329160

Pewaukee, WI

Past

February 28, 2018 - September 19, 2025

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

BROOKFIELD, WI

Past

February 22, 2018 - December 31, 2018

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELM GROVE, WI

Past

June 16, 2014 - February 26, 2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

MILWAUKEE, WI

Past

August 2, 2013 - February 26, 2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/15/2025)

IAR

Pennsylvania
(9/7/2025)

IAR

Wisconsin
(9/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/1/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEPTUNE WEALTH

NEPTUNE ADVISORY SOLUTIONS LLC | NEPTUNE WEALTH | NEPTUNE ADVISORY, LLC

CRD#: 329160 / SEC#:

Florida

Registered Investment Advisory firm - (1/7/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/30/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (9/18/2025 Approved)

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Contact information

Main Address

190 Bilmar Dr. Suite 150, Pittsburgh, PA 15205

Mailing Address

Phone number

(239) 634-9295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 755,692

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark R. Strey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Ronald Strey's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEPTUNE WEALTH

ANNEX WEALTH MANAGEMENT, LLC

GROVE POINT INVESTMENTS, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2014

Series 63

Date: 8/1/2013

SIE

Date: 10/1/2018

Series 6

Date: 8/1/2013

Current Firm

NEPTUNE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEPTUNE WEALTH

TRUST BUT VERIFY

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