JC
James M. Comblo
FSC WEALTH ADVISORS
Fishkill, NY 12524
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CRD#: 6220665
JC
Professional summary
James Michael Comblo is a registered financial advisor currently at FSC WEALTH ADVISORS, LLC located in Fishkill, New York and PROSPERITY CAPITAL ADVISORS located in Fishkill, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. James has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA/RIA-FSC WEALTH ADVISORS LLC-IAR and CCO of investment related business located at branch location. 2) FSC WEALTH ADVISORS BACK OFFICE- Independent rep with various insurance carriers for FIXED INSURANCE SALES done under this as an owner of this entity. 3) FSC TAX ADVISORS-Owner. 4) COMBLO FUNDING CORP-OWNER. 5) PROSPERITY CAPITAL ADVISORS-IAR.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Comblo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2021 - Present
FSC WEALTH ADVISORS, LLC
Office #1: 1 Summit Court Suite 100, Fishkill, NY 12524RIA
CRD#: 154382
Fishkill, NY
Current
September 12, 2025 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 1 Summit Court Suite 100, Fishkill, NY 12524RIA
CRD#: 156480
Fishkill, NY
Current
October 21, 2021 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 1 Summit Ct Suite 100, Fishkill, NY 12524RIA
BD
CRD#: 120894
Fishkill, NY
Past
July 15, 2015 - October 22, 2021
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
Wappingers Falls, NY
Past
December 12, 2013 - October 22, 2021
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
Wappingers Falls, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2022)
RR
Connecticut(10/21/2021)
RR
District of Columbia(10/21/2021)
RR
Florida(7/15/2022)
RR
New Jersey(10/21/2021)
IAR
New York(8/10/2021)
RR
New York(10/21/2021)
RR
Pennsylvania(8/27/2024)
RR
Rhode Island(7/14/2022)
RR
Texas(10/21/2021)
IAR
Texas(11/8/2024)
IAR
Texas(9/12/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Fishkill, NY 12524TRUST BUT VERIFY
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