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KD

Katherine C. Derrenberger

TAG CAPITAL PARTNERS
NEW YORK, NY 10016
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CRD#: 6220326
KD

Professional summary


Katherine Constance Derrenberger, who also goes by Katherine Derrenberger, is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York.

Katherine is registered as a RR (Registered Representative) and started their career in finance in 2014. Katherine has worked at 3 firms and has passed the SIE and Series 79 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Katherine Derrenberger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Katherine Constance Derrenberger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 2, 2023 - Present

TAG CAPITAL PARTNERS

Office #1: 275 Madison Ave 30th Floor, New York, NY 10016
BD
CRD#: 318850
NEW YORK, NY
Past

March 5, 2020 - December 9, 2022

ASHLAND SECURITIES, LLC

BD
CRD#: 297523
NEW YORK, NY
Past

September 11, 2014 - April 2, 2020

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


TC
TAG CAPITAL PARTNERS
TAG CAPITAL PARTNERS | TAG CAPITAL PARTNERS LLC

CRD#: 318850 / SEC#: , 8-70927

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
275 Madison Ave 30th Floor, New York, NY 10016
Mailing Address
275 Madison Ave 30th Floor, New York, NY 10016
Phone number
(212) 993-7400
Established
New York since 01/06/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
TAG FINANCIAL INSTITUTIONS GROUP, LLCOWNER
BROWN, EVANCHIEF COMPLIANCE OFFICER6563464
NIGRO, STEVEN HAROLDCHIEF EXECUTIVE OFFICER / FINOP1384876

Red Flags


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Company Information


TAG CAPITAL PARTNERS

CRD#: 318850New York, NY 10016

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