Jacqueline M. Mcgillicuddy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Mary Mcgillicuddy, who also goes by Jacqueline Mary Ow, was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 2014. Jacqueline had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2021 - November 14, 2023
NPM SECURITIES, LLC
June 28, 2019 - July 12, 2019
NPM SECURITIES, LLC
June 28, 2019 - August 2, 2021
NFSTX, LLC
November 7, 2016 - August 23, 2018
WEALTHFRONT BROKERAGE LLC
April 20, 2015 - June 29, 2016
CRT CAPITAL GROUP LLC
March 25, 2014 - April 20, 2015
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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