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Alexandra Eichler Rice

Alexandra E. Rice

GEARHART & ASSOCIATES
Windsor, CA
Some features on this profile are disabled
CRD#: 6219315
Alexandra Eichler Rice

Professional summary

Alexandra Eichler Rice, CFP®, who also goes by Alexandra Rose Eichler, Alexandra Eichler, Alexandra Rice, is a registered financial advisor currently at GEARHART & ASSOCIATES located in Windsor, California.

Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexandra has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alexandra Rose Eichler | Alexandra Eichler | Alexandra Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Eichler Rice's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2016

Experience

Current

July 14, 2022 - Present

GEARHART & ASSOCIATES

RIA
CRD#: 321832
Windsor, CA
Past

April 10, 2020 - June 30, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Santa Rosa, CA
Past

April 9, 2020 - June 30, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

December 26, 2013 - July 15, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CINCINNATI, OH
Past

December 24, 2013 - July 15, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CINCINNATI, OH
Past

September 30, 2013 - December 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CINCINNATI, OH
Past

August 29, 2013 - December 26, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GEARHART & ASSOCIATES
ATLAS WEALTH LLC | GEARHART & ASSOCIATES

CRD#: 321832 / SEC#: 801-125856

RIA
Registered Investment Advisory firm - (6/10/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/14/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/27/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/29/2013
General Securities Representative Examination

Current Firm

G&
GEARHART & ASSOCIATES
ATLAS WEALTH LLC | GEARHART & ASSOCIATES

CRD#: 321832 / SEC#: 801-125856

RIA
Registered Investment Advisory firm - (6/10/2022 Approved)
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Contact information

Main Address
9301 Montgomery Road Suite 2a, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 985-3450
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GEARHART & ASSOCIATES, LLC PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts1,694
AUM (Assets Under Management)$ 723,918,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GEARHART & ASSOCIATES

CRD#: 321832Windsor, CA

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