Adrian G. Davies

WOODSTOCK

BOSTON, MA 02110

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CRD#: 6219281

Professional summary

Adrian Gregory Davies is a registered financial advisor currently at WOODSTOCK CORPORATION located in Boston, Massachusetts.

Adrian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Adrian has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Gregory Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2014 - Present

WOODSTOCK CORPORATION

Office #1: 101 Arch Street Suite 1000, Boston, MA 02110

RIA

CRD#: 110662

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOODSTOCK CORPORATION

CRD#: 110662 / SEC#: 801-4782

RIA

Registered Investment Advisory firm - (4/4/1968 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/3/2014)

IAR

Texas
(7/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WOODSTOCK CORPORATION

CRD#: 110662 / SEC#: 801-4782

RIA

Registered Investment Advisory firm - (4/4/1968 Approved)

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Contact information

Main Address

101 Arch Street Suite 1000, Boston, MA 02110

Mailing Address

Phone number

(617) 227-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/18/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 1,185,574,906

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/24/2025	Cover Page	Report
01/07/2025	Cover Page	Report
12/01/2023	Cover Page	Report
04/05/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adrian G. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adrian Gregory Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODSTOCK CORPORATION

Primary Firm SEC Registration

WOODSTOCK CORPORATION

State Registrations and Notice Filings

Exams

Current Firm

WOODSTOCK CORPORATION

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WOODSTOCK CORPORATION

TRUST BUT VERIFY

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