Spenser Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Spenser Carter was a registered financial professional .
Spenser is a previously registered financial professional and started their career in finance in 2013. Spenser had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2017 - April 5, 2017
GP NURMENKARI INC.
October 25, 2016 - December 23, 2016
KATALYST SECURITIES LLC
September 24, 2015 - October 14, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 24, 2015 - October 14, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
October 21, 2013 - September 25, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 4, 2013 - September 25, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GP NURMENKARI INC.
CRD#: 153480 / SEC#: , 8-68538
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
