Michael Kent Lemich

1. 7/5/2018 - RFG WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2018 - 80 Hours Per Month - Time Spent 50%. 2. 11/8/2018 - RFG HOLDINGS INC. - DBA: (Hybrid) RFG Wealth Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2018 - 80 Hours Per Month - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 11/08/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/1/2019 - RFG Holdings - DBA: (Hybrid) RFG Wealth Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2018 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 4/1/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.