Michael K. Lemich

RFG WEALTH ADVISORY

Argyle, TX 76226

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CRD#: 6218975

Professional summary

Michael Kent Lemich, CFP®, who also goes by Michael Lemich, is a registered financial advisor currently at RFG WEALTH ADVISORY located in Argyle, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Education Planning

Are you a "fiduciary"?

Yes

Aliases

Michael Lemich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kent Lemich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 9, 2018 - Present

RFG WEALTH ADVISORY

Office #1: 130 Old Town Blvd. South Suite 100, Argyle, TX 76226

RIA

CRD#: 173862

Argyle, TX

Past

July 5, 2018 - September 26, 2025

LPL FINANCIAL LLC

CRD#: 6413

ARGYLE, TX

Past

January 18, 2017 - July 3, 2018

OSAIC SERVICES, INC.

RIA

CRD#: 133763

FLOWER MOUND, TX

Past

March 10, 2015 - July 3, 2018

OSAIC SERVICES, INC.

CRD#: 133763

FLOWER MOUND, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RFG WEALTH ADVISORY

RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC

CRD#: 173862 / SEC#: 801-112697

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2017

General Securities Principal Examination

Current Firm

RFG WEALTH ADVISORY

RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC

CRD#: 173862 / SEC#: 801-112697

RIA

Registered Investment Advisory firm - (3/26/2018 Approved)

Louisiana

Registered Investment Advisory firm - (4/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (4/3/2018 Terminated)

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Contact information

Main Address

130 Old Town Blvd. South Suite 100, Argyle, TX 76226

Mailing Address

Phone number

(940) 464-4104

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RFG WEALTH MANAGEMENT - PART 2 BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,120
AUM (Assets Under Management)	$ 371,278,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael K. Lemich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kent Lemich's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

Primary Firm SEC Registration

RFG WEALTH ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2015

Series 24

Date: 7/25/2017

Current Firm

RFG WEALTH ADVISORY

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RFG WEALTH ADVISORY

TRUST BUT VERIFY

Contact information

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