Michael K. Lemich
RFG WEALTH ADVISORY
Argyle, TX 76226
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CRD#: 6218975
Professional summary
Michael Kent Lemich, CFP®, who also goes by Michael Lemich, is a registered financial advisor currently at RFG WEALTH ADVISORY located in Argyle, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Education Planning
Are you a "fiduciary"?
Yes
Aliases
Michael Lemich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/5/2018 - RFG WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/09/2018 - 80 Hours Per Month - Time Spent 50%.
2. 11/8/2018 - RFG HOLDINGS INC. - DBA: (Hybrid) RFG Wealth Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2018 - 80 Hours Per Month - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 11/08/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
3. 4/1/2019 - RFG Holdings - DBA: (Hybrid) RFG Wealth Advisory - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/09/2018 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through RFG Wealth Advisory, an independent investment advisor firm. I started this business activity on 4/1/2019. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Kent Lemich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
July 9, 2018 - Present
RFG WEALTH ADVISORY
Office #1: 130 Old Town Blvd. South Suite 100, Argyle, TX 76226RIA
CRD#: 173862
Argyle, TX
Past
July 5, 2018 - September 26, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ARGYLE, TX
Past
January 18, 2017 - July 3, 2018
OSAIC SERVICES, INC.
RIA
CRD#: 133763
FLOWER MOUND, TX
Past
March 10, 2015 - July 3, 2018
OSAIC SERVICES, INC.
BD
CRD#: 133763
FLOWER MOUND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RFG WEALTH ADVISORY
RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC
CRD#: 173862 / SEC#: 801-112697
RIA
Registered Investment Advisory firm - (3/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/3/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RW
RFG WEALTH ADVISORY
RFG HOLDINGS INC. | RFG WEALTH MANAGEMENT | RFG WEALTH ADVISORY | RFG ROBINSON FINANCIAL GROUP, LLC
CRD#: 173862 / SEC#: 801-112697
RIA
Registered Investment Advisory firm - (3/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (4/5/2018 Terminated)Texas
Registered Investment Advisory firm - (4/3/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 Old Town Blvd. South Suite 100, Argyle, TX 76226
Mailing Address
Phone number
(940) 464-4104
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,120 |
| AUM (Assets Under Management) | $ 371,278,268 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
