Philip H. Ellis

BLUE IGUANA FINANCIAL

ST. JOSEPH, MI 49085

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CRD#: 6218370

Professional summary

Philip Herbert Ellis, who also goes by Philip H Ellis, is a registered financial advisor currently at BLUE IGUANA FINANCIAL, LLC located in St. Joseph, Michigan.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Philip has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip H Ellis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Philip spends 20-30 hours per week at Brittison Financial Group, inc. which was formed 5/9/2014

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Herbert Ellis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

BLUE IGUANA FINANCIAL, LLC

Office #1: 505 Pleasant St Suite 305, St. Joseph, MI 49085

RIA

CRD#: 330254

ST. JOSEPH, MI

Past

May 1, 2023 - August 5, 2024

ONESEVEN

RIA

CRD#: 283087

Saint Joseph, MI

Past

March 25, 2019 - November 3, 2023

RED OAK CAPITAL MANAGEMENT, INC.

RIA

CRD#: 284188

Saint Joseph, MI

Past

November 12, 2015 - January 28, 2019

HAYDEN ROYAL

RIA

CRD#: 170037

ST. JOSEPH, MI

Past

August 30, 2013 - September 8, 2015

DYNASTY CAPITAL MANAGEMENT, INC

RIA

CRD#: 152350

SAINT JOSEPH, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/25/2024)

IAR

Michigan
(5/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2013

Uniform Investment Adviser Law Examination

Current Firm

BLUE IGUANA FINANCIAL, LLC

BLUE IGUANA FINANCIAL | BLUE IGUANA FINANCIAL, LLC

CRD#: 330254 / SEC#:

Indiana

Registered Investment Advisory firm - (11/25/2024 Approved)

Michigan

Registered Investment Advisory firm - (5/23/2024 Approved)

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Contact information

Main Address

505 Pleasant St Suite 305, St. Joseph, MI 49085

Mailing Address

Phone number

(269) 983-1009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 18,047,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Philip H. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Herbert Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE IGUANA FINANCIAL, LLC

ONESEVEN

RED OAK CAPITAL MANAGEMENT, INC.

HAYDEN ROYAL

DYNASTY CAPITAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2013

Current Firm

BLUE IGUANA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE IGUANA FINANCIAL, LLC

TRUST BUT VERIFY

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