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TS

Timothy E. Sousa

BFY SECURITIES
Yarmouth, ME
Some features on this profile are disabled
CRD#: 6218325
TS

Professional summary

Timothy Edward Sousa is a registered financial professional currently at BFY SECURITIES, LLC located in Yarmouth, Maine.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2015. Timothy has worked at 3 firms and has passed the Series 63, SIE, Series 62 and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Edward Sousa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2018 - Present

BFY SECURITIES, LLC

BD
CRD#: 187514
Yarmouth, ME
Past

June 6, 2016 - December 26, 2017

MIRUS SECURITIES, INC.

BD
CRD#: 29075
BURLINGTON, MA
Past

August 3, 2015 - May 4, 2016

SILVERWOOD PARTNERS

BD
CRD#: 115589
SHERBORN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(4/27/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 7/13/2018
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 11/15/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BFY SECURITIES, LLC
BFY SECURITIES, LLC | CEDAR CREST ADVISORS, LLC

CRD#: 187514 / SEC#: , 8-69610

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
23 Ledgewood Drive, Yarmouth, ME 04096
Mailing Address
23 Ledgewood Drive, Yarmouth, ME 04096
Phone number
(508) 954-4931
Established
Utah since 02/20/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WELLNESS PARTNERS, LLCOWNER
BURGMAIER, MICHAEL CHRISTOPHERCHIEF EXECUTIVE OFFICER5653604
MCCOY, NICOLAS ALLENCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER4449766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BFY SECURITIES, LLC

CRD#: 187514Yarmouth, ME

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