Michael D. Fessler

WESTLAKE WEALTH MANAGEMENT

Roanoke, TX 76262

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CRD#: 6218319

Professional summary

Michael Dean Fessler, CFP®, who also goes by Michael D Fessler, is a registered financial advisor currently at WESTLAKE WEALTH MANAGEMENT, LLC located in Roanoke, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael D Fessler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Westlake Tax Services LLC, residential address, tax preparation, owner, start date 01/2019, 40 hours per month, 0 hours during trading hours 2) Westlake Wealth Management, LLC ; investment related ; Roanoke, TX ; DBA for Registered Investment Advisor business; partner; Start date 05/2018

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Fessler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 23, 2024 - Present

WESTLAKE WEALTH MANAGEMENT, LLC

Office #1: 310 S. Oak Street, Suite 208, Roanoke, TX 76262

RIA

CRD#: 295033

Roanoke, TX

Past

December 5, 2024 - July 18, 2025

FORTIS CAPITAL ADVISORS, LLC

RIA

CRD#: 309709

Fort Worth, TX

Past

January 23, 2023 - December 31, 2023

WESTLAKE WEALTH MANAGEMENT, LLC

RIA

CRD#: 295033

ROANOKE, TX

Past

May 4, 2018 - December 31, 2022

WESTLAKE WEALTH MANAGEMENT, LLC

RIA

CRD#: 295033

Roanoke, TX

Past

September 3, 2013 - May 7, 2018

EDWARD JONES

RIA

CRD#: 250

FT WORTH, TX

Past

August 12, 2013 - May 7, 2018

EDWARD JONES

CRD#: 250

FT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2013

General Securities Representative Examination

Current Firm

WESTLAKE WEALTH MANAGEMENT, LLC

MF FINANCIAL | WESTLAKE WEALTH MANAGEMENT, LLC

CRD#: 295033 / SEC#: 801-113142

RIA

Registered Investment Advisory firm - (4/24/2019 Terminated)

Alabama

Registered Investment Advisory firm - (12/31/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

310 S. Oak Street, Suite 208, Roanoke, TX 76262

Mailing Address

Phone number

(682) 888-6144

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	314
AUM (Assets Under Management)	$ 38,161,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Fessler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Fessler's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESTLAKE WEALTH MANAGEMENT, LLC

FORTIS CAPITAL ADVISORS, LLC

WESTLAKE WEALTH MANAGEMENT, LLC

WESTLAKE WEALTH MANAGEMENT, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2013

SIE

Date: 5/7/2018

Series 7

Date: 8/12/2013

Current Firm

WESTLAKE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WESTLAKE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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