Narumi Yoshida
YOSHIDA WEALTH MANAGEMENT
White Plains, NY 10606
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CRD#: 6218218
Professional summary
Narumi Yoshida, CFP® is a registered financial advisor currently at YOSHIDA WEALTH MANAGEMENT, INC. located in White Plains, New York.
Narumi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Narumi has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Mr. Yoshida was born and raised in Shizuoka, Japan. At age 19, he moved to New York in pursuit of his educational and professional goals. He is a first generation immigrant himself, so he understands what challenges and difficulties people face by moving from one country to another. Mr. Yoshida’s unique professional and educational backgrounds give him the ability to work with clients closely and develop the most effective tax and financial strategies for them.
Mr. Yoshida worked as a Financial Advisor for a prominent financial advisory firm in New York City. After gaining valuable experience at the firm, he eventually decided to go out on his own to launch Yoshida Wealth Management, Inc., Independent RIA, to work with clients he felt needed the most help and could add the most value to their situations. Good financial advice must meet a fiduciary standard and be free of conflicts of interest. Therefore, he believes (1) Fee-Only, (2) Fiduciary and (3) Independent are three most important criteria to consider when choosing a Financial Planner.
In addition to Yoshida Wealth Management, Inc., he owns and runs a successful CPA firm based in New York City where he and his team provide tax return preparation and business accounting services.
Mr. Yoshida focuses on helping Japanese Expats in the US, Comprehensive Tax Planning for Professionals and College Financial Planning for parents of college-bound children. He utilizes the newest AI/technologies to operate at the highest efficiency level, so he can focuses on what he enjoys the most – working with clients!
?Outside of work, he enjoys traveling around the world with his wife, Nicole, staying active, reading books and eating Japanese food! (Fun Fact: Narumi used to be a dancer)!
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Investment Planning
Tax Planning
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
ExPat and Cross Border Issues
High Net Worth Client Needs
Investment Advice with Ongoing...
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hara Yoshida Accounting; Owner & Managing Director; Tax Preparation (CPA); White Plains, NY 10606; Not Investment Related; December 2015; 20 hours per month; 20 hours during trading hours; Tax Activities; Accounting and tax return preparation.
CRS (Client Relationship Summary) - RIA
Click below to view Narumi Yoshida's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 19, 2021 - Present
YOSHIDA WEALTH MANAGEMENT, INC.
Office #1: 50 Main Street Suite 1000, White Plains, NY 10606RIA
CRD#: 305049
White Plains, NY
Past
December 26, 2013 - July 5, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW YORK, NY
Past
September 19, 2013 - July 5, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(11/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
YOSHIDA WEALTH MANAGEMENT, INC.
YOSHIDA WEALTH MANAGEMENT, INC.
CRD#: 305049 / SEC#:
New York
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Contact information
Main Address
50 Main Street Suite 1000, White Plains, NY 10606
Mailing Address
Po Box 529, White Plains, NY 10602
Phone number
(212) 687-7886
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 13,035,777 |
Red Flags
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