MM
Marshall Mccormick
FINGERLAKES WEALTH MANAGEMENT
Ithaca, NY 14850
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CRD#: 6218131
MM
Professional summary
Marshall Mccormick is a registered financial advisor currently at FINGERLAKES WEALTH MANAGEMENT, INC. located in Ithaca, New York.
Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Marshall has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FINGER LAKE REUSE; DIRECTOR, BOARD OF DIRECTORS; 214 ELMIRA RD ITHACA, NY 14850; NOT INVESTMENT-RELATED; NOT FOR PROFIT IN MATERIALS MANAGEMENT; APPROXIMATELY 3 HOURS PER MONTH; APPROXIMATELY 2 HOURS PER MONTH DURING TRADING HOURS; ATTEND BOARD MEETINGS, INVOLVED IN FUNDRAISING. NOT FOR PROFIT CENTER OF COMMUNITY TRANSPORTATION, BOARD OF DIRECTORS, APPROXIMATELY 3 HOURS PER MONTH DURING TRADING HOURS. 2. SHORT TERM RENTALS;110 SOUTH ST. ITHACA, 14850, 8 LADOGA PARK RD, LANSING 14882, NY; OWN PROPERTY, MANAGE RENTALS, APPROVE NEW BOOKINGS; 4 HOURS PER MONTH NOT DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2021 - Present
FINGERLAKES WEALTH MANAGEMENT, INC.
Office #1: 450 North Aurora Street, Ithaca, NY 14850RIA
CRD#: 149709
Ithaca, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FINGERLAKES WEALTH MANAGEMENT, INC.
FINGERLAKES WEALTH MANAGEMENT, INC. | FIREFLY ADVISOR | FINGERLAKES WEALTH MANAGEMENT, LLC.
CRD#: 149709 / SEC#: 801-69987
RIA
Registered Investment Advisory firm - (3/31/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/21/2021)
Current Firm
FW
FINGERLAKES WEALTH MANAGEMENT, INC.
FINGERLAKES WEALTH MANAGEMENT, INC. | FIREFLY ADVISOR | FINGERLAKES WEALTH MANAGEMENT, LLC.
CRD#: 149709 / SEC#: 801-69987
RIA
Registered Investment Advisory firm - (3/31/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
450 North Aurora Street, Ithaca, NY 14850
Mailing Address
Phone number
(607) 257-1008
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,289 |
| AUM (Assets Under Management) | $ 231,588,720 |
Red Flags
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Company Information
FINGERLAKES WEALTH MANAGEMENT, INC.
CRD#: 149709Ithaca, NY 14850TRUST BUT VERIFY
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