James E. Davis

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CRD#: 62181

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edward Davis, who also goes by Ned Davis, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1970. James had worked at 11 firms and has passed the Series 63, Series 7, Series 1, Series 27, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ned Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 9, 2000 - October 29, 2001

IRON STREET SECURITIES INC.

CRD#: 46338

SALINA, KS

Past

December 19, 1995 - September 24, 1998

AMERICAN HEARTLAND INVESTMENTS INC.

CRD#: 19768

SALINA, KS

Past

May 2, 1989 - December 31, 1993

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

March 8, 1988 - April 13, 1989

CONSOLIDATED INVESTMENT SERVICES, INC.

CRD#: 7929

LITTLETON, CO

Past

December 20, 1985 - January 12, 1988

GENESEE INVESTMENT CORPORATION

CRD#: 10505

Past

July 25, 1984 - December 6, 1985

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.

CRD#: 8350

Past

March 1, 1984 - July 17, 1984

B. J. LEONARD AND COMPANY, INC.

CRD#: 62

Past

January 17, 1984 - February 22, 1984

HACKERT/MODESITT INVESTMENTS, LTD.

CRD#: 8186

Past

September 22, 1982 - December 27, 1983

HERETH, ORR & JONES, INC.

CRD#: 7210

Past

May 11, 1982 - September 29, 1982

WALL STREET WEST, INC.

CRD#: 7529

Past

February 1, 1978 - May 7, 1982

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

CRD#: 6929

Past

June 23, 1970 - August 15, 1971

VP DISTRIBUTORS LLC

CRD#: 3036

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 12/30/1980

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1978

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 6/17/1970

Registered Representative Examination

Principal/Supervisory Exam

Series 27

Date: 7/19/1986

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/28/1982

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/1980

General Securities Principal Examination

Current Firm

IRON STREET SECURITIES INC.

CRD#: 46338 / SEC#: , 8-51387

Terminated by SEC on 10/15/2006

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Contact information

Main Address

Mailing Address

Phone number

Established

Kansas since 07/30/1997

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
HAMMAN, ROBERT LEE	CHIEF COMPLIANCE OFFICER (CCO)	827526
HAMMAN, ROBERT LEE	PRESIDENT SEC. TREAS - DIRECTOR	827526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James E. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN HEARTLAND INVESTMENTS INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

CONSOLIDATED INVESTMENT SERVICES, INC.

GENESEE INVESTMENT CORPORATION

ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.

B. J. LEONARD AND COMPANY, INC.

HACKERT/MODESITT INVESTMENTS, LTD.

HERETH, ORR & JONES, INC.

WALL STREET WEST, INC.

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

VP DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/1980

Series 7

Date: 1/21/1978

Series 1

Date: 6/17/1970

Series 27

Date: 7/19/1986

Series 4

Date: 5/28/1982

Series 24

Date: 10/22/1980

Current Firm

IRON STREET SECURITIES INC.

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

IRON STREET SECURITIES INC.

TRUST BUT VERIFY

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