PR
Patrick L. Reid
PLAN2THRIVE FINANCIAL
Eldridge, IA 52748
Some features on this profile are disabled
CRD#: 6218011
PR
Professional summary
Patrick Lee Reid, who also goes by Pat L Reid, Pat Reid, is a registered financial advisor currently at PLAN2THRIVE FINANCIAL located in Eldridge, Iowa.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Patrick has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat L Reid | Pat Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/11/2018 - Plan2Thrive Life Coaching - Not Investment Related - 220 W Davenport St. Eldridge, IA 52748 - Other - Life Coaching - Start Date 1/15/2018 - 10 Hours Per Month/5 Hours During Trading. 2. 09/21/2021 - Plumb Line Properties LLC - Investment Related: No; Location: 305 W Davenport St, Eldridge, IA 52748; Description: Real Estate Holding LLC; Position Title: Owner; Responsibilities Duties: Pay Mortgage, collect rent, maintain building through outside contractors; Start Date: 09/14/2021; Hours during trading hours: 1; Hours outside trading hours: 1 3. 02/03/2022 - The Vault Coffee & Cafe LLC; Investment related: No; Location: 220 W Davenport St, Eldridge, IA 52748; Description: Coffee Shop & Cafe; Position Title: Owner; Responsibilities Duties: No day to day activities, just the owner; Start: 2022-01-01; Hours during trading hours: 1; Hours outside trading hours: 1
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Lee Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2021 - Present
PLAN2THRIVE FINANCIAL
Office #1: 220 W Davenport St, Eldridge, IA 52748RIA
CRD#: 317005
Eldridge, IA
Past
January 12, 2017 - December 31, 2021
PLAN2THRIVE FINANCIAL SERVICES
RIA
CRD#: 155015
DAVENPORT, IA
Past
January 11, 2017 - December 31, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
DAVENPORT, IA
Past
January 11, 2017 - December 31, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
DAVENPORT, IA
Past
June 1, 2016 - January 6, 2017
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
DAVENPORT, IA
Past
July 16, 2013 - January 6, 2017
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DAVENPORT, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PLAN2THRIVE FINANCIAL
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
CRD#: 317005 / SEC#: 801-132052
RIA
Registered Investment Advisory firm - (3/3/2025 Approved)Illinois
Registered Investment Advisory firm - (4/11/2025 Terminated)Iowa
Registered Investment Advisory firm - (4/14/2025 Terminated)Texas
Registered Investment Advisory firm - (4/11/2025 Terminated)Wyoming
Registered Investment Advisory firm - (1/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(11/16/2021)
IAR
Texas(4/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PLAN2THRIVE FINANCIAL
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
CRD#: 317005 / SEC#: 801-132052
RIA
Registered Investment Advisory firm - (3/3/2025 Approved)Illinois
Registered Investment Advisory firm - (4/11/2025 Terminated)Iowa
Registered Investment Advisory firm - (4/14/2025 Terminated)Texas
Registered Investment Advisory firm - (4/11/2025 Terminated)Wyoming
Registered Investment Advisory firm - (1/30/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
220 W Davenport St, Eldridge, IA 52748
Mailing Address
Phone number
(563) 323-5790
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 243 |
| AUM (Assets Under Management) | $ 119,274,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLAN2THRIVE FINANCIAL
CRD#: 317005Eldridge, IA 52748TRUST BUT VERIFY
Monitor Patrick Reid
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
