Patrick Lee Reid
Professional Summary
Patrick Lee Reid, who also goes by Pat L Reid, Pat Reid, is a registered financial advisor currently at PLAN2THRIVE FINANCIAL located in Eldridge, Iowa. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Patrick has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Pat L Reid, Pat Reid
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
Contact Information
Main Address
220 W Davenport St, Eldridge, IA 52748Phone Number
(563) 323-5790# of Employees
4SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
766AUM (Assets Under Management)
$147,546,146Similar Advisors
J.P. MORGAN SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
PLAN2THRIVE FINANCIAL | PLAN2THRIVE FINANCIAL, LLC
State Registrations and Notice Filings
(11/16/2021)
(4/6/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2013About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Lee Reid's CRS (Customer Relationship Summary).
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J.P. MORGAN SECURITIES LLC
