Brian E. Keenan
KEENAN FINANCIAL
BOSTON, MA 02114
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CRD#: 6217930
Professional summary
Brian Edward Keenan, CFP®, who also goes by Brian Keenan, is a registered financial advisor currently at KEENAN FINANCIAL located in Boston, Massachusetts.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Brian has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Keenan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brian Keenan is an independent licensed insurance agent. investment related. Mr. Keenan spends fewer than 10 hours per month on outside business activities.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Keenan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 3, 2017 - Present
KEENAN FINANCIAL
Office #1: 7 Bulfinch Place Suite 302, Boston, MA 02114RIA
CRD#: 285673
BOSTON, MA
Past
October 20, 2014 - October 5, 2016
MCADAM LLC
RIA
CRD#: 170914
BOSTON, MA
Past
October 3, 2014 - October 5, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Boston, MA
Past
October 7, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
BOSTON, MA
Past
August 21, 2013 - October 3, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/2/2023)
IAR
Connecticut(11/2/2023)
IAR
Florida(8/17/2022)
IAR
Iowa(6/23/2023)
IAR
Louisiana(1/15/2025)
IAR
Massachusetts(1/3/2017)
IAR
New Hampshire(10/4/2022)
IAR
New York(7/29/2022)
IAR
North Carolina(5/26/2023)
IAR
Pennsylvania(10/25/2023)
IAR
Rhode Island(7/26/2023)
IAR
Texas(6/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KF
KEENAN FINANCIAL
KEENAN FINANCIAL | KEENAN, LLC
CRD#: 285673 / SEC#: 801-129000
RIA
Registered Investment Advisory firm - (11/2/2023 Approved)Florida
Registered Investment Advisory firm - (11/3/2023 Terminated)Iowa
Registered Investment Advisory firm - (11/3/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (11/3/2023 Terminated)New Hampshire
Registered Investment Advisory firm - (11/3/2023 Terminated)New York
Registered Investment Advisory firm - (11/3/2023 Terminated)North Carolina
Registered Investment Advisory firm - (11/21/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/6/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (11/8/2023 Terminated)Texas
Registered Investment Advisory firm - (11/3/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7 Bulfinch Place Suite 302, Boston, MA 02114
Mailing Address
Phone number
(978) 270-1193
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,372 |
| AUM (Assets Under Management) | $ 148,022,968 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEENAN FINANCIAL
CRD#: 285673Boston, MA 02114TRUST BUT VERIFY
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