YS
Yasmin Soltani
THE BALDWIN GROUP WEALTH ADVISORS
IRVINE, CA 92614
Some features on this profile are disabled
CRD#: 6217903
YS
Professional summary
Yasmin Soltani is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Irvine, California and EQUITABLE ADVISORS, LLC located in Irvine, California.
Yasmin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Yasmin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. The Baldwin Group Wealth Advisors, LLC Investment related-Registered Investment Adviser 2050 Main Street, Suite 510 Irvine, CA 92614, One hundred sixty (plus) hours monthly-One hundred twenty hours monthly during securities trading hours. Start date: June 2021. 2. Employee of parent company The Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Group Financial Services Holdings, LLC) [grouped under The Baldwin Group], 4211 W. Boy Scout Blvd., Suite 800, Tampa, FL 33607. Start date: Jun 2021. 3. Referral arrangement with employer The Baldwin Insurance Group, Inc. (through subsidiary The Baldwin Insurance Group Holdings, LLC) [grouped under The Baldwin Group] for insurance products. Start Date: June 2021. 4. Club Studio Non-investment related-Fitness Instructor 5715 Alton Parkway, Irvine, CA 92618 Four hours monthly. 5. Daytani, General Partner. Costa Mesa, CA. Manufacture, sales, distribution of bags to participants at social events related to fitness instructor part-time job. 12 hrs/mo. Start Date: 11/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Yasmin Soltani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2021 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Office #1: 2050 Main Street Suite 950, Irvine, CA 92614RIA
CRD#: 312284
IRVINE, CA
Current
August 5, 2015 - Present
EQUITABLE ADVISORS, LLC
Office #1: 2050 Main Street Suite 510, Irvine, CA 92614RIA
BD
CRD#: 6627
Irvine, CA
Past
September 3, 2015 - July 1, 2021
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/6/2021)
RR
California(9/1/2015)
IAR
California(6/30/2021)
RR
Nevada(3/19/2024)
RR
Oregon(1/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
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Contact information
Main Address
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-2743
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
