Josselinne Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josselinne Rodriguez, who also goes by Josselinne S Rodriguez, Josselinne Sthefany Rodriguez, Jossy Rodriguez, was a registered financial professional .
Josselinne is a previously registered financial professional and started their career in finance in 2013. Josselinne had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2020 - August 31, 2023
ACERVUS SECURITIES, INC.
April 10, 2019 - December 10, 2020
J.P. MORGAN SECURITIES LLC
December 11, 2014 - September 22, 2017
J.P. MORGAN SECURITIES LLC
July 22, 2013 - November 26, 2014
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ACERVUS SECURITIES, INC.
CRD#: 298058 / SEC#: , 8-70206
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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