Sanjiv K. Varghese

BLUEHEEL LLC

DALLAS, TX 75201

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CRD#: 6217747

Professional summary

Sanjiv Kannanthanam Varghese is a registered financial advisor currently at BLUEHEEL LLC located in Dallas, Texas.

Sanjiv is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Sanjiv has worked at 4 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjiv Kannanthanam Varghese's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2025 - Present

BLUEHEEL LLC

Office #1: 2000 Mckinney Avenue Suite 600, Dallas, TX 75201

RIA

CRD#: 331771

DALLAS, TX

Past

October 12, 2017 - December 31, 2022

EFS ASSET MANAGEMENT LLC

RIA

CRD#: 106184

Dallas, TX

Past

October 13, 2014 - September 21, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

June 17, 2014 - September 21, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Past

September 6, 2013 - June 10, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEHEEL LLC

BLUEHEEL | BLUEHEEL LLC

CRD#: 331771 / SEC#: 801-130756

RIA

Registered Investment Advisory firm - (8/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/13/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/13/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2013

General Securities Representative Examination

Current Firm

BLUEHEEL LLC

BLUEHEEL | BLUEHEEL LLC

CRD#: 331771 / SEC#: 801-130756

RIA

Registered Investment Advisory firm - (8/2/2024 Approved)

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Contact information

Main Address

2000 Mckinney Avenue Suite 600, Dallas, TX 75201

Mailing Address

Phone number

(214) 559-9972

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLUEHEEL ADV 2A (7/7/2025)

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 180,883,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sanjiv K. Varghese

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjiv Kannanthanam Varghese's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFS ASSET MANAGEMENT LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

BLUEHEEL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2025

Series 66

Date: 10/13/2014

Series 63

Date: 9/13/2013

SIE

Date: 9/21/2017

Series 7

Date: 9/6/2013

Current Firm

BLUEHEEL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUEHEEL LLC

TRUST BUT VERIFY

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