CW
Carly A. Winger
EASTDIL SECURED ADVISORS LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6217059
CW
Professional summary
Carly Anne Winger, who also goes by Carly Winger, is a registered financial professional currently at EASTDIL SECURED ADVISORS LLC located in San Francisco, California.
Carly is registered as a RR (Registered Representative) and started their career in finance in 2013. Carly has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Carly Winger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carly Anne Winger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2019 - Present
EASTDIL SECURED ADVISORS LLC
Office #1: One Front Street 35th Floor, San Francisco, CA 94111BD
CRD#: 304434
San Francisco, CA
Past
November 22, 2013 - October 1, 2019
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/18/2019)
RR
Alaska(1/30/2020)
RR
Arizona(1/1/2020)
RR
Arkansas(1/23/2020)
RR
California(10/1/2019)
RR
Colorado(10/31/2019)
RR
Connecticut(1/23/2020)
RR
Delaware(10/11/2019)
RR
District of Columbia(10/2/2019)
RR
Florida(3/18/2020)
RR
Georgia(9/8/2020)
RR
Hawaii(2/5/2020)
RR
Idaho(10/2/2019)
RR
Illinois(3/10/2020)
RR
Indiana(1/10/2020)
RR
Iowa(10/2/2019)
RR
Kansas(11/26/2019)
RR
Kentucky(10/7/2019)
RR
Louisiana(10/7/2019)
RR
Maine(10/24/2019)
RR
Maryland(10/21/2019)
RR
Massachusetts(2/7/2020)
RR
Michigan(11/5/2019)
RR
Minnesota(12/3/2019)
RR
Mississippi(10/2/2019)
RR
Missouri(2/11/2020)
RR
Montana(11/21/2019)
RR
Nebraska(2/3/2020)
RR
Nevada(10/3/2019)
RR
New Hampshire(1/23/2020)
RR
New Jersey(1/22/2020)
RR
New Mexico(11/15/2019)
RR
New York(10/3/2019)
RR
North Carolina(10/18/2019)
RR
North Dakota(10/16/2019)
RR
Ohio(10/15/2019)
RR
Oklahoma(10/4/2019)
RR
Oregon(10/25/2019)
RR
Pennsylvania(10/7/2019)
RR
Rhode Island(10/7/2019)
RR
South Carolina(11/20/2019)
RR
South Dakota(10/2/2019)
RR
Tennessee(11/10/2020)
RR
Texas(12/23/2019)
RR
Utah(10/3/2019)
RR
Vermont(10/29/2019)
RR
Virginia(1/28/2020)
RR
Washington(10/14/2019)
RR
West Virginia(1/16/2020)
RR
Wisconsin(10/21/2019)
RR
Wyoming(2/18/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EASTDIL SECURED ADVISORS LLC
EASTDIL SECURED ADVISORS LLC
CRD#: 304434 / SEC#: , 8-70367
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Mailing Address
100 Wilshire Blvd Suite 1500, Santa Monica, CA 90401
Phone number
(310) 526-9000
Established
Delaware since 05/23/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
