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Robert C Bartelman

CTC
London,
·CRD# 6217035·12 years experience

Professional Summary

Robert C Bartelman, who also goes by Robert Connor Bartelman, is a registered financial advisor currently at CTC, LLC. Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Connor Bartelman

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

CTC, LLC·CRD# 44597
BD
1. 110 Bishopsgate 16th Floor, London, EC2N 4AY2. 425 S. Financial Place 4th Floor, Chicago, IL 60605
August 14, 2024 - Present
OPTIVER US LLC·CRD# 128030
BD
Chicago, IL
June 13, 2022 - April 24, 2023
CTC, LLC·CRD# 44597
BD
Chicago, IL
October 27, 2015 - April 14, 2021
CTC, LLC·CRD# 44597
BD
Chicago, IL
August 18, 2014 - May 29, 2015
CTC, LLC·CRD# 44597
BD
Chicago, IL
July 10, 2013 - October 1, 2013

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Current Firm

CL
CTC, LLC

CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: 8-50758
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Mailing Address

425 S. Financial Place 4th Floor, Chicago, IL 60605

Phone Number

(312) 863-8000

Established

Illinois since 01/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER—
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures

Regulatory Event

21

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Oct 2015
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq ISE, LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert C Bartelman's CRS (Customer Relationship Summary).

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