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Mark Nicholas Howard

EAGLE STRATEGIES
DALLAS, TX
·CRD# 6216913·12 years experience

Professional Summary

Mark Nicholas Howard, who also goes by Nn Howard Mark, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dallas, Texas and NYLIFE SECURITIES LLC located in Dallas, Texas. Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Mark has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nn Howard Mark

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

EAGLE STRATEGIES LLC·CRD# 110826
RIA
5005 Lyndon B Johnson Freeway Suite 1600 & Suite 1125, Dallas, TX 75244
January 26, 2022 - Present
NYLIFE SECURITIES LLC·CRD# 5167
BD
5005 Lyndon B Johnson Freeway Suite 1600 & Suite 1125, Dallas, TX 75244
December 18, 2013 - Present

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Current Firm

ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

Contact Information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone Number

(888) 695-3245

# of Employees

3,190

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (7/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

133,900

AUM (Assets Under Management)

$32,040,850,438

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
04/27/2026Cover PageReport
01/24/2025Cover PageReport
04/25/2024Cover PageReport
12/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[HOWARD ENTERPRISES, INC.; OWNER; NO WAGES; NOT INVESTMENT RELATED; 744 BRICK ROW #2207, RICHARDSON, TX 75081; NO HOURS ARE SPENT DEVOTED TO THIS ACTIVITY; DORMANT COMPANY.] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products and through GAs The American Group and Borden Hamman; 12201 Merit Drive #1000, Dallas, TX 75251; Start Date 07/2016; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MOMENTUM WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; DALLAS, TX; START DATE: 08/2016] [Dallas Business Club; The Dallas Business Club provides a platform for high-level networking within a peer group of similarly-minded professionals.; The club does not have a physical address.; Start Date 05/2018; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [DFW Kellogg Alumni Club; non investment related; board member; start date 05/2013; 2001 Sheridan Rd, Evanston, IL 60208; 4 hours per month; VP of Executive Engagement, recruiting senior level Kellogg Alumni to become active members of the club- host executive roundtables-host a networking group so that busy executives can get to know their fellow local alumnus, and encourage executives to become a sponsor or host of future events] [Bishop Lynch High School Board of Directors; Bishop Lynch is a private co-ed high school, located in Dallas, Texas, serving approximately 1,400 students.; 9750 Ferguson Road, Dallas, TX 75230; Start Date 07/2020; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Diocesan Interracial Healing Task Force for the Dallas Catholic Diocese; The task force was created by the Bishop of the Dallas Catholic Diocese, Bishop Edward Burns, to help deal with the growing racial tensions that exist within and outside of the church community in Dallas.; 3725 Blackburn Street, Dallas, TX 75219; Start Date 10/2020; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Catholic Foundation of Dallas; The Catholic Foundation, a 501(c)
(3) public charity, was established to ensure that the physical and spiritual needs of those in the community who were less fortunate would never be overlooked.; 12222 Merit Drive, Suite 850, Dallas, TX 75251; Start Date 01/2022; Role/Title: Board Member; Not Investment Related; 4 hours per month; 2 hours per month during securities trading hours;help to choose which organizations that submit grants are approved. I have no control over funds or investments, and merely approve or deny grant requests along with the other board members.] [Kellogg School of Management Alumni Council; The Kellogg Alumni Council provides feedback to the Dean on the most effective ways to keep alumni across the world engaged.; 2211 Campus Dr, Evanston, IL 60208; Start Date 01/2022; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; advise the Dean and the team of alumni Relations on how best to engage the school's alumni across the world] [OPERATING UNDER THE DBA NAME OF ISLAND WEALTH STRATEGIES AND INSURANCE SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (DALLAS, TX); START DATE: 11/2025]

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - SEC (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/15/2026)
RR
Arkansas
(6/27/2023)
RR
California
(7/26/2018)
RR
District of Columbia
(6/3/2022)
RR
Florida
(9/11/2020)
RR
Illinois
(1/11/2016)
RR
Indiana
(1/2/2026)
RR
Kansas
(3/26/2021)
RR
Kentucky
(5/26/2026)
RR
Louisiana
(8/24/2020)
RR
Minnesota
(6/19/2020)
RR
Mississippi
(11/18/2021)
RR
North Carolina
(1/5/2021)
RR
Texas
(4/24/2014)
IAR
Texas
(1/26/2022)
RR
Virginia
(3/17/2023)
RR
Washington
(11/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2014About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed May 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2013About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mark Nicholas Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MH
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