ES
Edward D. Silvera
H.C.WAINWRIGHT & CO.
New York, NY 10022
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CRD#: 6216348
ES
Professional summary
Edward David Silvera is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York and RODMAN & RENSHAW, LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2013. Edward has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward David Silvera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2013 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022BD
CRD#: 375
New York, NY
Current
September 2, 2016 - Present
RODMAN & RENSHAW, LLC
Office #1: 600 Lexington Avenue 32nd Floor, New York, NY 10022Office #2: 600 Lexington Avenue, New York, NY 10022BD
CRD#: 281264
New York, NY
Current
June 28, 2021 - Present
STOCKBLOCK SECURITIES
Office #1: 600 Lexington Ave 32nd Floor, New York, NY 10022BD
CRD#: 307304
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/19/2016)
RR
Alaska(10/24/2016)
RR
Arizona(9/9/2016)
RR
Arkansas(9/8/2016)
RR
California(9/15/2016)
RR
Colorado(9/28/2016)
RR
Connecticut(9/9/2016)
RR
Delaware(10/13/2016)
RR
District of Columbia(9/12/2016)
RR
Florida(9/15/2016)
RR
Georgia(9/27/2016)
RR
Hawaii(9/26/2016)
RR
Idaho(9/6/2016)
RR
Illinois(9/15/2016)
RR
Indiana(10/24/2016)
RR
Iowa(9/7/2016)
RR
Kansas(9/26/2016)
RR
Kentucky(9/7/2016)
RR
Louisiana(9/15/2016)
RR
Maine(9/15/2016)
RR
Maryland(9/21/2016)
RR
Massachusetts(10/5/2016)
RR
Michigan(9/7/2016)
RR
Minnesota(11/2/2016)
RR
Mississippi(9/16/2016)
RR
Missouri(10/20/2016)
RR
Montana(9/12/2016)
RR
Nebraska(11/18/2016)
RR
Nevada(10/24/2016)
RR
New Hampshire(9/30/2016)
RR
New Jersey(10/11/2016)
RR
New Mexico(9/8/2016)
RR
New York(8/12/2013)
RR
North Carolina(10/25/2016)
RR
North Dakota(9/19/2016)
RR
Ohio(9/15/2016)
RR
Oklahoma(9/13/2016)
RR
Oregon(10/24/2016)
RR
Pennsylvania(10/24/2016)
RR
Puerto Rico(10/4/2016)
RR
Rhode Island(9/6/2016)
RR
South Carolina(9/13/2016)
RR
South Dakota(9/8/2016)
RR
Tennessee(11/1/2021)
RR
Texas(10/13/2016)
RR
Utah(9/14/2016)
RR
Vermont(9/27/2016)
RR
Virgin Islands(9/29/2016)
RR
Virginia(10/24/2016)
RR
Washington(9/12/2016)
RR
West Virginia(10/24/2016)
RR
Wisconsin(9/15/2016)
RR
Wyoming(9/19/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
STOCKBLOCK SECURITIES
STOCKBLOCK | STOCKBLOCK SECURITIES LLC | STOCKBLOCK SECURITIES
CRD#: 307304 / SEC#: , 8-70481
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
600 Lexington Avenue 32nd Floor, New York, NY 10022
Mailing Address
600 Lexington Avenue 32nd Floor, New York, NY 10022
Phone number
(212) 540-4440
Established
Delaware since 01/02/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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