Steven L. Catena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lawrence Catena, who also goes by Steven L Catena, Steven Catena, Steven Lawrence Catena, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2016. Steven had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2024 - December 31, 2024
EAST29TH CAPITAL
December 4, 2020 - August 16, 2023
MORGAN STANLEY
December 4, 2020 - August 16, 2023
MORGAN STANLEY
February 22, 2018 - December 7, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2018 - December 7, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2017 - December 15, 2017
PGIM INVESTMENTS LLC
October 17, 2017 - December 15, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 3, 2016 - June 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 16, 2016 - June 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
EAST29TH CAPITAL
CRD#: 329699 / SEC#: 801-129436
Contact information
Red Flags
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