Gary A. Ferguson

JOHN MOORE & ASSOCIATES

SCOTTSDALE, AZ 85260

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CRD#: 6214796

Professional summary

Gary Andrew Ferguson, CFP®, who also goes by Andy Ferguson, is a registered financial advisor currently at JOHN MOORE & ASSOCIATES INC located in Scottsdale, Arizona.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Ferguson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Valley Stewardship LLC; Manage/Member; Investment related: No; 2015 E Wahalla Ln Phoenix AZ 85024 United States; This is an LLC that I'm not currently using. I set it up as a holding company for commissions at my previous firm. There is no business activity being used for this LLC, as it remains dormant. If I decide to use the LLC in the future, then I will notify compliance prior to doing so.; Duties: Nothing at the moment; 2021-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Andrew Ferguson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 27, 2024 - Present

JOHN MOORE & ASSOCIATES INC

Office #1: 14500 N Northsight Blvd, Scottsdale, AZ 85260

RIA

CRD#: 109791

SCOTTSDALE, AZ

Past

April 13, 2023 - September 26, 2023

SIMPLICITY WEALTH

RIA

CRD#: 300572

Phoenix, AZ

Past

July 12, 2022 - December 21, 2022

GENERATIONAL PORTFOLIO DESIGN, LLC

RIA

CRD#: 322051

MESA, AZ

Past

September 14, 2021 - February 17, 2023

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

Mesa, AZ

Past

September 1, 2021 - February 17, 2023

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

Mesa, AZ

Past

July 22, 2013 - May 17, 2021

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2019

General Securities Principal Examination

Current Firm

JOHN MOORE & ASSOCIATES INC

CRD#: 109791 / SEC#: 801-55123

RIA

Registered Investment Advisory firm - (1/9/1998 Approved)

Ohio

Registered Investment Advisory firm - (1/8/2021 Terminated)

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Contact information

Main Address

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113

Mailing Address

Phone number

(505) 881-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JMA ADV PART 2A 3/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,723
AUM (Assets Under Management)	$ 970,185,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary A. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Andrew Ferguson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY WEALTH

GENERATIONAL PORTFOLIO DESIGN, LLC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

JOHN MOORE & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2013

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2013

Series 24

Date: 2/6/2019

Current Firm

JOHN MOORE & ASSOCIATES INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHN MOORE & ASSOCIATES INC

TRUST BUT VERIFY

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