Alexander I. Behm

LEAFHOUSE FINANCIAL ADVISORS

Thornton, CO

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CRD#: 6214667

Professional summary

Alexander Israel Behm, who also goes by Alex Behm, is a registered financial advisor currently at LEAFHOUSE FINANCIAL ADVISORS, LLC located in Thornton, Colorado.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alexander has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Behm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Israel Behm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2025 - Present

LEAFHOUSE FINANCIAL ADVISORS, LLC

RIA

CRD#: 149694

Thornton, CO

Past

January 4, 2017 - September 7, 2017

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

April 13, 2015 - January 4, 2017

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

DENVER, CO

Past

July 1, 2014 - March 19, 2015

WADDELL & REED

RIA

CRD#: 866

TALLAHASSEE, FL

Past

June 17, 2014 - March 19, 2015

WADDELL & REED

CRD#: 866

TALLAHASSEE, FL

Past

September 3, 2013 - June 12, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEAFHOUSE FINANCIAL ADVISORS, LLC

LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC

CRD#: 149694 / SEC#: 801-78809

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

Texas

Registered Investment Advisory firm - (12/20/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/9/2025)

IAR

Texas
(12/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/29/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2013

General Securities Representative Examination

Current Firm

LEAFHOUSE FINANCIAL ADVISORS, LLC

LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC

CRD#: 149694 / SEC#: 801-78809

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

Texas

Registered Investment Advisory firm - (12/20/2013 Terminated)

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Contact information

Main Address

6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730

Mailing Address

Phone number

(512) 879-1505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEAFHOUSE - ADV 2A (7/7/2025)

Regulatory assets under management

Total Number of Accounts	3,859
AUM (Assets Under Management)	$ 20,715,751,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alexander I. Behm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Israel Behm's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

WADDELL & REED

WADDELL & REED

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

LEAFHOUSE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/29/2014

Series 63

Date: 9/12/2013

SIE

Date: 9/7/2017

Series 7

Date: 9/3/2013

Current Firm

LEAFHOUSE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEAFHOUSE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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