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JS

Jonathan Setiabrata

Some features on this profile are disabled
CRD#: 6214597
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Setiabrata was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2013. Jonathan had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 19, 2017 - December 16, 2021

WHITE OAK MERCHANT PARTNERS LLC

BD
CRD#: 140142
SAN FRANCISCO, CA
Past

August 19, 2013 - May 19, 2016

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2013
General Securities Representative Examination

Current Firm

WO
WHITE OAK MERCHANT PARTNERS LLC
ACCENT CAPITAL ADVISORS, L.L.C. | WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142 / SEC#: , 8-67283

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Mailing Address
3 Embarcadero Center Suite 540, San Francisco, CA 94111
Phone number
(415) 644-4100
Established
California since 12/05/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WHITE OAK FINANCIAL, LLCSOLE SHAREHOLDER OF REGISTRANT
HAKKAK, ANDRE AMINCHIEF COMPLIANCE OFFICER2198641
HAKKAK, ANDRE AMINCHIEF EXECUTIVE OFFICER AND MEMBER2198641
ROMERO, MONIQUEFINOP6712654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITE OAK MERCHANT PARTNERS LLC

CRD#: 140142

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