Philip E. Hart
Professional summary
Philip Edward Hart, who also goes by Philip Edward Hart, Philip Hart, Phil Hart, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Richmond, Virginia.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2013. Philip has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Edward Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 28, 2024 - Present
LINCOLN INTERNATIONAL LLC
Office #1: 200 S. 10th St. Suite 1020, Richmond, VA 23219August 4, 2020 - May 16, 2024
HARRIS WILLIAMS
July 18, 2013 - May 13, 2015
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2024)
(5/28/2024)
(5/28/2024)
(5/28/2024)
(5/28/2024)
Exams
Series 79TO
Date: 8/4/2020
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/17/2013
Limited Representative-Equity Trader ExamFINRA
Current Firm
LINCOLN INTERNATIONAL LLC
CRD#: 42045 / SEC#: , 8-49671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LINCOLN INTERNATIONAL, LP | SOLE MEMBER | |
| BARR, ROBERT BRUCE | MANAGING MEMBER | 720560 |
| BROWN, ROBERT TODD | CHIEF EXECUTIVE OFFICER | 3114282 |
| HAQUE, SARAH ANSARI | CHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL | 7419726 |
| KAHN, RONALD ALAN | EXECUTIVE COMMITTEE MEMBER | 1701384 |
| LAWSON, LAWRENCE JAMES III | MANAGING MEMBER, CHAIRMAN | 1081222 |
| MALCHOW, ERIC DENNIS | PRESIDENT | 2499555 |
| NELSON, JULIE ANNE | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS | 7051181 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
LINCOLN INTERNATIONAL LLC
CRD#: 42045Richmond, VA 23219TRUST BUT VERIFY
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