Melinda C. Burgess

TOUCHSTONE ADVISORS

Bothell, WA

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CRD#: 6214011

Professional summary

Melinda Catherine Burgess, who also goes by Melinda Catherine Widger, Melinda Widger, Mindy Widger, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Bothell, Washington and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.

Melinda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Melinda has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melinda Catherine Widger | Melinda Widger | Mindy Widger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Morris Place, LLC, not investment related. Cincinnati, OH 45226. Rental property. Partner, Landlord since 10/30/2020. 5 hours dedicated to business per month, 0 hours during securities trading hours. Duties include being a landlord to tenants in a duplex. Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee. Name: Pork LLC; Investment: No; Address: 1250 Bellevue Way NE Apt 1 Bellevue, WA 98004; Nature: car rental on Turo; Position/title: owner; Start date: 8/28/22; Hours/Month: 3; Hours during trading hours: 0; Duties: Renting out car on Turo, dropping off/picking up car, cleaning car

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melinda Catherine Burgess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2016 - Present

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

Bothell, WA

Current

October 26, 2016 - Present

TOUCHSTONE SECURITIES, INC.

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202

CRD#: 1526

CINCINNATI, OH

Past

December 2, 2015 - October 5, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

COVINGTON, KY

Past

March 13, 2015 - October 4, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

November 4, 2014 - November 28, 2014

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

TAYLOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/14/2020)

Florida
(1/8/2024)

Idaho
(12/14/2020)

Maryland
(1/8/2024)

Mississippi
(12/19/2024)

Missouri
(1/8/2024)

Montana
(12/14/2020)

Ohio
(10/26/2016)

IAR

Ohio
(10/26/2016)

Oregon
(12/14/2020)

Pennsylvania
(1/8/2024)

Washington
(12/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/24/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

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Contact information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Mailing Address

Phone number

(513) 362-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Melinda C. Burgess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melinda Catherine Burgess's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOUCHSTONE SECURITIES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

HANTZ FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TOUCHSTONE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/24/2015

Series 63

Date: 3/20/2015

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2014

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

TOUCHSTONE ADVISORS INC

TRUST BUT VERIFY

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