Andrew D. Filauro
Professional summary
Andrew Donald Filauro, who also goes by Andrew D Filauro, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Palm Beach, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Donald Filauro's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2024 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 231 Royal Palm Way Suite 301, Palm Beach, FL 33480March 7, 2022 - February 14, 2024
STEEL GROVE CAPITAL ADVISORS, LLC
May 15, 2018 - March 3, 2022
GOLDMAN SACHS & CO. LLC
August 29, 2014 - October 6, 2017
BARCLAYS CAPITAL INC.
Primary Firm SEC Registration
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/26/2024)
Exams
Current Firm
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303 / SEC#: 801-20692
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,467 |
| AUM (Assets Under Management) | $ 19,650,381,670 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 | ||
| 03/24/2023 |
Red Flags
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