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Derek John Delaney

Derek J. Delaney

PHARMD FINANCIAL PLANNING
OWATONNA, MN 55060
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CRD#: 6213474
Derek John Delaney
Derek John DelaneyPHARMD FINANCIAL PLANNING

Professional summary

Derek John Delaney, CFP®, ChFC®, who also goes by Delaney Derek, is a registered financial advisor currently at PHARMD FINANCIAL PLANNING LLC located in Owatonna, Minnesota.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Derek has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Services Offered

Retirement Planning
Investment Planning
Comprehensive Financial Planning
Tax Planning

Specializations

Fixed Fee (Subscription
Retainer
etc.)
Generation X
Investment Advice with Ongoing Management
Medical Professionals
Millennials
Retirement Planning & Distribution Rules

Biography

I'm married to a pharmacist, and together we are raising two young children.

Aliases

Delaney Derek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek John Delaney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

ChFC®

Chartered Financial Consultant

Experience

Current

February 22, 2021 - Present

PHARMD FINANCIAL PLANNING LLC

Office #1: 125 28th St. Ne Suite 2, Owatonna, MN 55060
RIA
CRD#: 311179
OWATONNA, MN
Past

September 1, 2016 - February 19, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
OWATANNA, MN
Past

September 1, 2016 - February 19, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
OWATONNA, MN
Past

July 22, 2016 - September 1, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
OWATONNA, MN
Past

September 5, 2014 - September 1, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
OWATONNA, MN
Past

July 15, 2013 - September 6, 2013

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(2/22/2021)
IAR
Texas
(10/25/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/21/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/29/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/13/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PHARMD FINANCIAL PLANNING LLC
PHARMD FINANCIAL PLANNING LLC
PHARMD FINANCIAL PLANNING LLC

CRD#: 311179 / SEC#:

Minnesota
Registered Investment Advisory firm - (2/22/2021 Approved)
Texas
Registered Investment Advisory firm - (10/16/2023 Conditional Restricted)
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Contact information

Main Address
125 28th St. Ne Suite 2, Owatonna, MN 55060
Mailing Address
Phone number
(507) 215-0930
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts122
AUM (Assets Under Management)$ 35,066,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PHARMD FINANCIAL PLANNING LLC

PHARMD FINANCIAL PLANNING LLC

CRD#: 311179Owatonna, MN 55060

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