Derek J. Delaney

PHARMD FINANCIAL PLANNING LLC

Owatonna, MN

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CRD#: 6213474

Professional summary

Derek John Delaney, CFP®, ChFC®, who also goes by Delaney Derek, is a registered financial advisor currently at PHARMD FINANCIAL PLANNING LLC located in Owatonna, Minnesota.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Derek has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

I'm married to a pharmacist, and together we are raising two young children.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

Generation X

Investment Advice with Ongoing...

Medical Professionals

Millennials

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Delaney Derek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek John Delaney's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

ChFC^®

Chartered Financial Consultant

Experience

Current

February 22, 2021 - Present

PHARMD FINANCIAL PLANNING LLC

RIA

CRD#: 311179

Owatonna, MN

Past

September 1, 2016 - February 19, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

OWATANNA, MN

Past

September 1, 2016 - February 19, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OWATONNA, MN

Past

July 22, 2016 - September 1, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

OWATONNA, MN

Past

September 5, 2014 - September 1, 2016

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

OWATONNA, MN

Past

July 15, 2013 - September 6, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/22/2021)

IAR

Texas
(10/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PHARMD FINANCIAL PLANNING LLC

CRD#: 311179 / SEC#:

Minnesota

Registered Investment Advisory firm - (2/22/2021 Approved)

Texas

Registered Investment Advisory firm - (10/16/2023 Conditional Restricted)

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Contact information

Main Address

Owatonna, MN

Mailing Address

Phone number

(507) 215-0930

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	106
AUM (Assets Under Management)	$ 17,610,141

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek J. Delaney

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek John Delaney's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/2016

Series 63

Date: 7/29/2013

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2016

Series 6

Date: 7/13/2013

Current Firm

PHARMD FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PHARMD FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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