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RK

Robin D. Kim

WITHUM CAPITAL
Whippany, NJ 07981
Some features on this profile are disabled
CRD#: 6213404
RK

Professional summary

Robin D. Kim, who also goes by Robin D Kim, is a registered financial professional currently at WITHUM CAPITAL, LLC located in Whippany, New Jersey.

Robin is registered as a RR (Registered Representative) and started their career in finance in 2013. Robin has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robin D Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robin D. Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

WITHUM CAPITAL, LLC

Office #1: 200 Jefferson Park, Suite 400, Whippany, NJ 07981
BD
CRD#: 323214
Whippany, NJ
Past

January 3, 2020 - June 13, 2025

KROLL SECURITIES LLC

BD
CRD#: 36927
LOS ANGELES, CA
Past

June 16, 2015 - November 8, 2019

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
LOS ANGELES, CA
Past

August 6, 2013 - April 21, 2015

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(3/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/5/2013
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WITHUM CAPITAL, LLC
WITHUM CAPITAL, LLC

CRD#: 323214 / SEC#: , 8-71044

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
200 Jefferson Park, Suite 400, Whippany, NJ 07981
Mailing Address
200 Jefferson Park, Suite 400, Whippany, NJ 07981
Phone number
(973) 650-6664
Established
Delaware since 06/28/2022
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WITHUMSMITH+BROWN, PCMEMBER
BODNAR, KEVIN JMANAGER; EXECUTIVE REP.; CCO4359960
STEWART, SCOTT ALEXANDERFINOP, POO & PFO6977422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WITHUM CAPITAL, LLC

CRD#: 323214Whippany, NJ 07981

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