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XE

Xia-xiannee Elizalde

T. ROWE PRICE INVESTMENT SERVICES
Colorado Springs, CO 80920
Some features on this profile are disabled
CRD#: 6212894
XE

Professional summary

Xia-xiannee Elizalde, who also goes by XIa Xiannee Elizalde, Xia Elizalde, Xia Xiannee Elizalde, Xia-xiannee Elizalde, Xia-xiannee Lucia, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Colorado Springs, Colorado.

Xia-xiannee is registered as a RR (Registered Representative) and started their career in finance in 2014. Xia-xiannee has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Xia Xiannee Elizalde | Xia Elizalde | Xia Xiannee Elizalde | Xia-Xiannee Elizalde | Xia-Xiannee Lucia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Xia-xiannee Elizalde's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920
BD
CRD#: 8348
Colorado Springs, CO
Past

January 26, 2022 - May 24, 2022

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
San Diego, CA
Past

January 26, 2022 - May 24, 2022

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
San Diego, CA
Past

July 23, 2021 - June 18, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN DIEGO, CA
Past

July 23, 2021 - June 18, 2022

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SAN DIEGO, CA
Past

July 23, 2021 - June 18, 2022

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA
Past

March 17, 2020 - July 23, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lone Tree, CO
Past

March 17, 2020 - July 23, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

August 29, 2019 - February 27, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CASTLE ROCK, CO
Past

July 13, 2018 - May 24, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

November 5, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
GREENWOOD VILLAGE, CO
Past

October 20, 2015 - May 22, 2019

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO
Past

November 5, 2014 - October 7, 2015

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/15/2026)
RR
Alaska
(5/15/2026)
RR
Arizona
(5/15/2026)
RR
Arkansas
(5/15/2026)
RR
California
(5/15/2026)
RR
Colorado
(5/15/2026)
RR
Connecticut
(5/15/2026)
RR
Delaware
(5/15/2026)
RR
District of Columbia
(5/15/2026)
RR
Florida
(5/15/2026)
RR
Georgia
(5/15/2026)
RR
Hawaii
(5/15/2026)
RR
Idaho
(5/15/2026)
RR
Illinois
(5/15/2026)
RR
Indiana
(5/15/2026)
RR
Iowa
(5/15/2026)
RR
Kansas
(5/15/2026)
RR
Kentucky
(5/15/2026)
RR
Louisiana
(5/15/2026)
RR
Maine
(5/15/2026)
RR
Maryland
(5/15/2026)
RR
Massachusetts
(5/15/2026)
RR
Michigan
(5/15/2026)
RR
Minnesota
(5/15/2026)
RR
Mississippi
(5/15/2026)
RR
Missouri
(5/15/2026)
RR
Montana
(5/15/2026)
RR
Nebraska
(5/15/2026)
RR
Nevada
(5/15/2026)
RR
New Hampshire
(5/15/2026)
RR
New Jersey
(5/15/2026)
RR
New Mexico
(5/15/2026)
RR
New York
(5/15/2026)
RR
North Carolina
(5/15/2026)
RR
North Dakota
(5/15/2026)
RR
Ohio
(5/15/2026)
RR
Oklahoma
(5/15/2026)
RR
Oregon
(5/15/2026)
RR
Pennsylvania
(5/15/2026)
RR
Puerto Rico
(5/15/2026)
RR
Rhode Island
(5/15/2026)
RR
South Carolina
(5/15/2026)
RR
South Dakota
(5/15/2026)
RR
Tennessee
(5/15/2026)
RR
Texas
(5/15/2026)
RR
Utah
(5/15/2026)
RR
Vermont
(5/15/2026)
RR
Virgin Islands
(5/15/2026)
RR
Virginia
(5/15/2026)
RR
Washington
(5/15/2026)
RR
West Virginia
(5/15/2026)
RR
Wisconsin
(5/15/2026)
RR
Wyoming
(5/15/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/13/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/30/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/1/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/17/2016
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/30/2016
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

TR
T. ROWE PRICE INVESTMENT SERVICES, INC.
ROWE PRICE MARKETING, INC. | T. ROWE PRICE MARKETING, INC. | T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348 / SEC#: , 8-25130

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
1307 Point Street, Baltimore, MD 21231
Phone number
(410) 345-2000
Established
Maryland since 06/10/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T. ROWE PRICE ASSOCIATES, INC.SHAREHOLDER
BROWN, ANNE WHITESCARVERVICE PRESIDENT/DIRECTOR2396529
COYNE, TIMOTHY JOHNDIRECTOR2096849
HERR, DAVID JVICE PRESIDENT/DIRECTOR7659903
KORENMAN, PHILLIPPRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD4531831
MUMFORD, STEPHANIE PETERSVICE PRESIDENT/CCO2725261
NEWMAN, CHRISTOPHER CUDDYVICE PRESIDENT/DIRECTOR2037516
NYCE, BRITTONVICE PRESIDENT/CONTROLLER7313600

Disclosures

Regulatory Event1
Arbitration3

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348Colorado Springs, CO 80920

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