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OU

Olivia N. Uong

NEOKAI CAPITAL
HONOLULU, HI 96814
Some features on this profile are disabled
CRD#: 6212818
OU

Professional summary

Olivia Nha Tien Uong, who also goes by Olivia Uong, is a registered financial advisor currently at NEOKAI CAPITAL located in Honolulu, Hawaii.

Olivia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Olivia has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Olivia Uong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Olivia Nha Tien Uong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2024 - Present

NEOKAI CAPITAL

Office #1: 1585 Kapiolani Blvd Suite 1612, Honolulu, HI 96814
RIA
CRD#: 319006
HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/7/2025)
IAR
Hawaii
(5/22/2024)
IAR
Oregon
(1/23/2026)
IAR
Texas
(6/1/2025)
IAR
Washington
(1/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/30/2024
Uniform Investment Adviser Law Examination

Current Firm

NC
NEOKAI CAPITAL
AKAMAI CAPITAL ADVISORS | NEOKAI CAPITAL LLC | NEOKAI CAPITAL | AKAMAI CAPITAL ADVISORS LLC

CRD#: 319006 / SEC#:

California
Registered Investment Advisory firm - (5/7/2025 Approved)
Hawaii
Registered Investment Advisory firm - (5/26/2022 Approved)
Oregon
Registered Investment Advisory firm - (1/23/2026 Approved)
Texas
Registered Investment Advisory firm - (5/9/2025 Conditional Restricted)
Washington
Registered Investment Advisory firm - (1/2/2026 Approved)
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Contact information

Main Address
1585 Kapiolani Blvd Suite 1612, Honolulu, HI 96814-4528
Mailing Address
Phone number
(808) 736-7679
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts225
AUM (Assets Under Management)$ 43,410,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEOKAI CAPITAL

CRD#: 319006Honolulu, HI 96814

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