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JC

Jeffrey P. Chase

S.E.E.D. PLANNING GROUP
SYRACUSE, NY 13212
Some features on this profile are disabled
CRD#: 6212158
JC

Professional summary

Jeffrey Paul Chase, who also goes by Jeff Chase, Jeffrey Chase, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Syracuse, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jeffrey has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeff Chase | Jeffrey Chase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Chase's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 26, 2021 - Present

S.E.E.D. PLANNING GROUP, LLC

Office #1: 100 Elmwood Davis Rd 2nd Floor, Syracuse, NY 13212
RIA
CRD#: 188521
SYRACUSE, NY
Past

November 27, 2018 - October 23, 2020

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
FAYETTEVILLE, NY
Past

October 6, 2016 - November 5, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
SYRACUSE, NY
Past

October 6, 2016 - November 5, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
SYRACUSE, NY
Past

August 28, 2015 - October 4, 2016

LPL FINANCIAL LLC

RIA
CRD#: 6413
LIVERPOOL, NY
Past

May 6, 2014 - October 4, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
LIVERPOOL, NY
Past

June 28, 2013 - March 31, 2014

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
DEWITT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT

CRD#: 188521 / SEC#: 801-91167

RIA
Registered Investment Advisory firm - (4/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(7/26/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/8/2015
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/27/2013
Investment Company Products/Variable Contracts Representative Examination

Current Firm

S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC
S.E.E.D. PLANNING GROUP, LLC | SUITE(K) | SPROUT | SIFT INVESTMENT MANAGEMENT | SEEDS OF HOPE | S.E.E.D. WEALTH MANAGEMENT

CRD#: 188521 / SEC#: 801-91167

RIA
Registered Investment Advisory firm - (4/16/2015 Approved)
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Contact information

Main Address
31 Lewis Street Suite 401, Binghamton, NY 13901
Mailing Address
Phone number
(607) 217-5091
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

S.E.E.D ADV2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts1,892
AUM (Assets Under Management)$ 490,907,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S.E.E.D. PLANNING GROUP, LLC

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521Syracuse, NY 13212

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