EF
Eric J. Fenlason
LEGACY INVESTMENT STRATEGIES
Metairie, LA 70002
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CRD#: 6211962
EF
Professional summary
Eric Jon Fenlason, who also goes by Eric J Fenlason, Eric Jon Fenlason, is a registered financial advisor currently at LEGACY INVESTMENT STRATEGIES, LLC located in Metairie, Louisiana and LPL FINANCIAL LLC located in Metairie, Louisiana.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Eric has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric J Fenlason | Eric Jon Fenlason
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/01/2024 - LEGACY INVESTMENT STRATEGIES - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/1/2023 - 120 Hrs/Mo; 8 Hrs During Trading. 2) 05/07/2024 - LEGACY INVESTMENT STRATEGIES,LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 5/1/2024 - 120 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Legacy Investment Strategies LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jon Fenlason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2023 - Present
LEGACY INVESTMENT STRATEGIES, LLC
Office #1: 3445 N Causeway Blvd Ste 905, Metairie, LA 70002RIA
CRD#: 117423
Metairie, LA
Current
May 1, 2024 - Present
LPL FINANCIAL LLC
Office #1: 3445 N Causeway Blvd Ste 905, Metairie, LA 70002RIA
BD
CRD#: 6413
METAIRIE, LA
Past
May 1, 2023 - May 1, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
Metairie, LA
Past
February 6, 2020 - May 2, 2023
FEF DISTRIBUTORS, LLC
BD
CRD#: 46585
NEW YORK, NY
Past
November 8, 2018 - February 3, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
RIA
CRD#: 105790
HOBOKEN, NJ
Past
January 25, 2016 - November 8, 2018
MANULIFE INVESTMENT MANAGEMENT (US) LLC
RIA
CRD#: 106435
BOSTON, MA
Past
April 29, 2014 - February 3, 2020
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
August 23, 2013 - April 14, 2014
MORGAN STANLEY
RIA
CRD#: 149777
HARTFORD, CT
Past
July 24, 2013 - April 14, 2014
MORGAN STANLEY
BD
CRD#: 149777
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2025)
RR
Arizona(5/1/2025)
IAR
California(5/28/2024)
RR
California(5/1/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(5/1/2024)
RR
Florida(5/2/2024)
RR
Georgia(5/1/2025)
RR
Illinois(5/1/2025)
RR
Indiana(8/19/2025)
IAR
Louisiana(5/31/2023)
RR
Louisiana(5/1/2024)
IAR
Maryland(4/3/2024)
RR
Maryland(4/15/2025)
RR
Massachusetts(5/1/2024)
RR
Minnesota(6/13/2025)
RR
Mississippi(6/13/2025)
RR
Missouri(4/15/2025)
RR
New York(6/21/2024)
RR
North Carolina(6/17/2025)
RR
Ohio(5/7/2025)
RR
Oregon(7/24/2025)
RR
South Carolina(4/15/2025)
RR
Tennessee(6/13/2025)
RR
Texas(5/1/2025)
RR
Utah(4/15/2025)
RR
Virginia(5/1/2025)
RR
Wyoming(4/15/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LEGACY INVESTMENT STRATEGIES, LLC
I2 ADVISORS | OLSEN, JAMES WILLIAM | OLSEN & GUIDRY, LLC | MGM FINANCIAL GROUP | MGM FINANCIAL | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY INVESTMENT STRATEGIES, L.L.C. | LEGACY INVESTMENT STRATEGIES | JAMES W. OLSEN, CFP AND ASSOCIATES | INTEGRA WEALTH MANAGEMENT
CRD#: 117423 / SEC#:
California
Registered Investment Advisory firm - (5/28/2024 Approved)Louisiana
Registered Investment Advisory firm - (2/1/2002 Approved)Maryland
Registered Investment Advisory firm - (4/3/2024 Approved)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Texas
Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3445 N Causeway Blvd Suite 905, Metairie, LA 70002
Mailing Address
Phone number
(504) 361-7788
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 103,939,545 |
Red Flags
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Company Information
LEGACY INVESTMENT STRATEGIES, LLC
CRD#: 117423Metairie, LA 70002TRUST BUT VERIFY
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