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AB

Amy Beauchamp

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CRD#: 6211689
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy Beauchamp, who also goes by Amy Lynn Beauchamp, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 2014. Amy had worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Amy Lynn Beauchamp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 4, 2020 - July 10, 2024

OLD MISSION MARKETS LLC

BD
CRD#: 281867
CHICAGO, IL
Past

September 4, 2020 - July 10, 2024

OLD MISSION CAPITAL, LLC

BD
CRD#: 146991
CHICAGO, IL
Past

July 23, 2014 - November 8, 2019

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/26/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 11/16/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 8/11/2015
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/23/2014
General Securities Representative Examination

Current Firm

OM
OLD MISSION MARKETS LLC
OLD MISSION MARKETS LLC

CRD#: 281867 / SEC#: , 8-69691

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602
Phone number
(312) 260-3052
Established
Delaware since 08/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OLD MISSION FINANCIAL SERVICES LLCOWNER
GASTON, STEVEN JOHNCHIEF COMPLIANCE OFFICER3094187
GUZOWSKI, JOSEF MICHAELMANAGER, CEO2989719
KEITH, ALLEN THOMASFINOP4457493
MARQUEZ AVITIA, ERICA NMNCHIEF OPERATING OFFICER5074353
NICHOLS, PATRICK JAMESMANAGER4757503
RUSSINA, BRYAN SCOTTMANAGER5031844

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OLD MISSION MARKETS LLC

CRD#: 281867

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